Spiritual Vision Beyond Intellectual Abstraction and Thought-Patterns
GA 213 — 21 July 1922, Dornach
Twelfth Lecture
The last lectures here were essentially devoted to an examination of the way in which we have to think about the present time consciousness. I then tried for the last time to reach back into earlier periods and to draw attention to the fact that what now lives in the souls has actually been preparing itself within Western civilization for a very long time. Today I would like to highlight some episodes from the immediate present that may draw your attention to how a spiritual life must necessarily arise out of the general consciousness of the times, simply out of the necessity inherent in the development of humanity. We can say: Wherever we observe man, whether in the West of present civilization, in the Middle or in the East, everywhere, on closer examination of the times, it can become clear to us how, without the onset of a spiritual impulse, things simply can no longer go on.
Today, we want to take a look at the last fifty years of Central European spiritual development, so as to prepare for tomorrow and the day after tomorrow, by considering the characteristics of the beginning and the end. I will do this symptomatically. I will characterize some things at the beginning and at the end of these last fifty years.
If we go back to the beginning of the 1870s, we find a wide range of spiritual phenomena that indicate the state of the human soul at the time. I will highlight a few of these spiritual phenomena. In 1872 and 1873, for example, there was a sensational novel that was closely related to the trends of the time. These things are actually forgotten for the younger people in our time, but the novel I mean is one that did indeed capture the imagination in an extraordinarily incisive way fifty years ago. I am talking about Paul Heyse's “Children of the World”. Paul Heyse, who was a famous writer of novellas at the time, wanted to use this novel to depict a number of personalities in their lives, all of whom were already imbued with a certain vague religiosity, but who had at the same time fallen away from some religious denomination or other. So, the children of God, whom, I might say, Paul Heyse saw in the traditional terminology of belonging to some denomination, he wanted to contrast with the children of the world, who belonged to no denomination, who, as they were said at the time, were without religious affiliation, but who nevertheless had a certain tendency towards embracing a religious belief. Now I do not want to talk too much about this novel itself, but I would like to draw attention to how such a work, which thus portrays people who are undenominational, made an impression in those days.
I have often mentioned my old friend and teacher Karl Julius Schröer before. He had the peculiarity of following intellectual phenomena as they made their impact in broader social life. Karl Julius Schröer characterized the effect of Paul Heyse's “Children of the World” by saying that it was extraordinarily strange how this novel was passed around fifty years ago, how it interested everyone, interested in how this novel actually gave people the idea that they had never thought about before: that they had no connection to any positive religious belief and that their religious search did not stop at any particular religious belief. And Schröer made the extraordinarily interesting comment at the time that people who had previously taken part in the religious practices of their church, who had thus gone along with their old religious practices, the customs of their church, out of habit, that such people said that this work actually expresses their innermost convictions. And then Schröer concludes with a sentence that is actually interesting: that in the face of such an apparition, religious disputes appear as an anachronism, as something that no longer fits into the present – he is referring to the present at the beginning of the 1970s – because people have already moved beyond them in their thinking. But as I said, although all this is true, we must still say: the people who are described there have lost all connection with any of the existing faiths, but there is a certain trait in them that allows them to find some kind of religiosity. They just can't find it. They go through the world without any religious affiliation, unable to find a connection to a spiritual world through religious feeling.
If we now look from such a phenomenon, which took place more within the literary-belletristic life, into the lecture halls, we find that it is roughly the same time in which the conviction of an extraordinary number of people within science was expressed by Du Bois-Reymond with the “Limits of Natural Knowledge”, which I have already mentioned frequently. In this famous lecture, which Du Bois-Reymond gave in 1872, it is stated that certain knowledge is only possible if one follows and penetrates the external phenomena of nature through experiment and observation, to a kind of mathematical-mechanical thinking about the structure of the world, to a kind of mechanism, an atomistic mechanism of the world. Science does not go beyond such a comprehension of the world, everything else must be left to faith. But if one had asked the people who spoke in this way at the beginning of the 1970s, such as Du Bois-Reymond in his “Grenzen des Naturerkennens” (The Limits of Natural Knowledge), how people should now seek their way into spiritual worlds in a religious way, no answer would have been forthcoming. There would only have been a comment, very similar to the comments made by the people in Paul Heyse's “Children of the World” who are described as having no religious affiliation.
Now it must be said that all those people who took part in the life that one calls educated, who absorbed something of scientific thought, who adopted something from other schools of thought, who lived in that time, were actually all more or less in a certain frame of mind. Whether they continued to practice their old religions or not depended essentially on old habits, on all kinds of prejudices and the like, and not on a strict and rigorous assertion of what the Zeitbewußtsein would have given to souls. In the last fifty years, people have actually lived in an indefinite, fickle relationship to the spiritual world. But we can also find something similar in other areas. A few years before the publication of Heyses “Children of the World” and Du Bois-Reymonds “Limits of Natural Knowledge”, the famous art writer Herman Grimm published “The Invincible Powers”, which is also a novel. In it, the prejudices and differences between social classes that dominate people in Western civilization are presented as invincible powers. And in an interesting way, this novel contrasts the differences in class and rank within Western civilization with what developed from certain, I would say unhistorical, habits in America as a new life, as a life that did not have to struggle in the same way with class differences and class prejudices. And it is interesting how Herman Grimm, at the end of the 1860s, that is, also about half a century ago, describes how, despite everything, European man, despite all his liberalism, despite all his humanism, does not have the strength to truly overcome class differences. These are insurmountable forces for him.
If you want to go deeper and ask yourself: Why are such things insurmountable forces for the European man? then one cannot get any other answer than this: because thinking, which in the case of the European has assumed a certain passive character, the thinking that I have characterized when, for example, I spoke about Richard Wahle, that thinking extends only to “events” and does not want to go into the primal factors, that therefore does not want to grasp forces but only wants to grasp appearances, because this thinking has dominated precisely the decisive people in the last fifty years. With such thinking, which has no power in itself, which is actually only a thinking, one might say, in powerless thought images, with such thinking one simply cannot overcome what has arisen in reality as class differences and class prejudices. What was needed was a thinking imbued with reality, a thinking permeated by reality. And this thinking permeated by reality, which once created the differences in social standing, which once created everything socially real, this dynamic thinking, in contrast to mere descriptive thinking, has actually been completely lost to people within European civilization over the last fifty years. It was absent from their science, which was therefore based only on observation and experiment; but it was also absent from their lives, so they continued to reproduce what had arisen from old habits based on old class prejudices. They did not think about it any further. Because if they had wanted to think about it, they would have needed active thinking. And when the proletarian class began to consider class differences, then this weak thinking, which contains no dynamism, was completely abandoned. It was said: these class differences do not come from forces that would have been within human thinking, but only from economic, physical forces. A conclusion was simply drawn.
There you have the situation at the starting point of our modern intellectual life fifty years ago. And now I want to present to you a work that was published recently and that is characteristic of our time, namely Werfel's “Mirror Man”. There you have something that has been born out of certain forces of our time, just as the “Children of the World” or the “Invincible Powers” were born out of the time of fifty years ago.
So what is the situation for people like Werfel today? In recent decades, this weak and anemic thinking has been at work. People have somehow sought something of a religious context, of a connection with a spiritual world, but nothing has emerged. But human nature cannot remain one-sided in the long run. It can do so in the development of world history for about fifty years, but then a reaction of human nature begins again. In a certain way, it wants to strive for something more powerful – if we stick with the last fifty years – than the powerless and insipid thinking was. Now, quite a few contemporary works already bear witness to this striving for a more powerful grasp of reality, but Werfel's 'Spiegelmensch' is particularly illustrative of this.
Werfel's “Mirror Man” compels us to speak about the present in this way: for long enough, people have sought their way in an indefinite, weak and impotent manner to something that makes man a full human being in the first place. Now an indefinite inner feeling asserts itself on the paths that have been taken in the last fifty years and which are actually not paths at all, but slippery passageways on which one continually slips. Nothing can really be achieved on these slippery passageways; one must get some iron into one's blood again. From such a striving for the times, something like this “mirror man” has emerged. Let us sketch with just a few lines what is depicted in this “mirror man”. It is not my intention to sin against the artistic by characterizing what is in this mirror man. But that is not the point at all; rather, we will see immediately afterwards that what I am about to say also touches on the artistic.
We see here a half-grown human being who has grown tired of the outer life as it can be led today. He takes leave of this outer life and now actually wants to become human. For he admits to himself that within the ordinary life, as we live it today, both in Asian and European and American civilization, one cannot really become human. You get up in the morning, have breakfast and do something to maintain yourself within the social order, you eat lunch or receive your guests and say things that perhaps need not be said, that ultimately do not aim to achieve much more than to make the lips move, that are not idle; you take your guests for a walk or whatever else you do today. You can't become a person in such company – I'm not quoting verbatim, I'm just characterizing. It is necessary to try a different path if you want to become a person. And so this “hero” – to use the old aesthetic style – tries to become a person by seeking admission to a monastery. But he is told that this is something extraordinarily difficult. I do not want to characterize the details, but only point out what is important to me today. He is therefore informed that it is something extraordinarily difficult and that, above all, he must be clear about the fact that he has to go through three stages of knowledge. In the first stage of knowledge, he would have to become clear about the human being's position in the world, insofar as this position is contained in the human ego itself. So this life in the ego and this striving to overcome the ego as the first level of knowledge. The second view of the world would consist in the fact that, after one begins to shed the ego in a certain sense, one no longer sees the world from one's prejudiced point of view, as one used to do before, when one had not even begun to shed the ego. And the third vision would be where man would truly penetrate into the world and its reality, not as seen by man living in his ego. He is told this. And he is admonished in the appropriate way not to want such an incarnation too urgently. He is made aware of the difficulties. But he does not back down.
So he is initiated in the appropriate way. The initiation takes place – I will mention only the essentials – by being led into solitude for the night, into a room where only a monk watches over him. And there, after he has initially abandoned himself to his thoughts, he falls into a brief sleep, from which he very soon believes he will wake up. And now he finds himself in the room whose one wall has a mirror on it. In this mirror he sees himself, and he is amazed at what is meant. It is meant that when one, after a collection of thoughts and after such a strong decision as this person has made, steps in front of his own reflection, one sees oneself in a different way. So it is actually pointed out that the person is only now beginning to see himself. The mirror image looks so similar to him, but yet again somewhat different. And by doing what must follow from such a surprising experience: by striking the mirror, believing that he has wounded himself, the mirror man steps out of the mirror towards him, that is, that of him which, in a certain respect, is himself and yet again not himself.
Now the person has arrived at the first step of knowledge. He must get used to not only going through the world as a person without ego consciousness, but also to having that which is himself and yet not completely himself, his mirror-person, accompany him. In the company of this mirror-man, who now tempts him to do all kinds of things in the outer world, lies a new encounter with world phenomena, with his own deeds, in that he finds himself precisely in the presence of his own ego.
Now, I do not want to go into the details. The person in question is actually lying in bed, but he goes through what he can go through according to his previous experiences of external world experiences and external actions. These are not always very nice. But how someone describes something like that depends on their own taste. You can see from the way the author describes things how he feels about such a case. People also experience the world according to their tastes. So we are led through the experiences of the world. Just as Mephisto in Faust has something of the driving force, this mirror man is now always the driving force, and he is led from event to event, being made to do many wrongs. Everything appears to him in a new light, because he has looked into the mirror and seen himself. He now sees one thing after another in the world. He sometimes sees things as they appear to him because he is an ego-person, and sometimes as they appear to him after he is already able to see his reflection. He becomes more and more familiar with the phenomena of the world. In the process, he comes out of his ego more and more. The mirror-man, who is rather slight at first, becomes fatter and fatter. This is a polar-parallel phenomenon, which is not uninteresting. And so this person now lives through the world by experiencing in a different way what he could have experienced earlier, now that he has seen his own self. And in the end he has become so entangled in the experiences of the world that he has to become his own judge, condemning himself to death, which is again very characteristic. He finds that he cannot really live in the world.
When he entered the monastery, he realized that it is impossible to live in today's society if you want to become a human being. This has increased to such an extent that now, when he has become his own judge, he condemns himself to death. And now he awakens. In a sense, he awakens from the execution of his own death sentence. He is again in the same room where he was. Now he looks at the mirror again. But by looking now, he notices, for example, that the mirror does not reflect a procession of monks passing by. Earlier, when he looked into the mirror, he saw himself and everything in front of the mirror. But now a procession of monks is passing by and is not reflected. He realizes from this that he is not standing in front of a mirror now, but that the mirror has become a window. He looks through it and sees out into the wide world, sees the landscape. He has attained the third vision. Now he sees the world, whereas at the beginning he saw only what the mirror gave. Because he had the mirror man at his side, he saw what he had seen before in a different way. But now, as it were, he sees through the surface of things - that is how it is presented - out into the free reality. It is, of course, implied that he now also sees out into the spiritual reality.
So we have a trilogy before us: the first is the mirror, the third is, let us say, the window. The mirror has become the window. So there we have the two polar opposite views of the world. At first, everyone sees in the other 'their own reflection', sees only what they already have within themselves in the other, where they are caught up in their own ego, and thus sees only their own reflection everywhere in their neighbor or in anything they see in nature. Finally, after breaking through the mirror, they no longer see the mirror, but through the surface of things into the spiritual. And in between
where the two merge into one another:
- The mirror
- One into the other
- The window
Now, I would like to point out two characteristic features of this drama. The first is this: we see that there is a desire to depict a person in the process of rising to a certain religious connection with another world. That the first part, the mirror, is short, one can forgive, because it is very interesting to see how the person lives into an insight into his own ego, so that this ego becomes so concrete to him that it now accompanies him through his experiences in the world. The middle part is quite detailed, and a great many experiences are described. In order to find these appealing at all, one must have a taste, one could even say sometimes, distaste, for them. But as I said, everyone has to do it according to their own taste. In any case, this part, where one looks into the experiences of the world, is very long. But the third part is quite short, and what is seen out there is actually only hinted at, I would say symbolically, by looking through the window; nothing real comes into view. It is quite short, this third part. That is the one peculiarity I would like to emphasize. But the other peculiarity is this: one must recognize that here is the most beautiful expression of the striving to pour strength and energy into thinking. But one also sees that the modern man, of the kind that Werfel is, cannot do that at first. Why? Yes, it is very peculiar. When I had finished reading this drama – and I read with the greatest interest, I must say, because it is extremely significant for our present spiritual life as represented by individual personalities – I had to say the following to myself: the process is as follows: 1. Der Spiegel; 2. Eins ins andere; 3. Das Fenster. But one could also read the whole thing backwards from front to back. Of course, it would have to be rewritten, but one could also read the whole thing backwards from front to back. Because why? It is entirely possible to understand the matter in such a way that one says to oneself: the way a person initially relates to the world is how things appear to him. He is no different from the things. He has not awakened to his sense of self. He stands before the window, looks out into the world. Now we could say that the old monk, to whom he has now come and to whom he says that he can no longer bear it, that everything is always only inside, what he sees through the window, that he wants to find himself – that the old man now says to him: Yes, there are three views to go through. The first view shows us the world without our finding our ego in it. We lose ourselves to the world. The second view allows us to gain something of the ego, and then, gradually, a multitude of beings comes towards us from the world. The world is brought to life, spiritualized. We used to see it as spiritless, now the world is spiritualized. Everywhere, from every being, from plants, animals, clouds and so on, something spiritual comes towards us. Many spiritual beings come towards us in this second part. In the third part, we wake up. We step in front of the window, we look out. But we see everything anew, because now we see the real world for the first time. The window has been transformed into a mirror, the human being has come to himself. He unites all these mirror beings that have come to meet him in the world of plants, animals, clouds; they are in his only self, which has become cosmic to him. And now, by recognizing himself, he actually sees the cosmos for the first time.
You could easily describe the whole thing backwards, the last part of the trilogy first, then the middle part, then the part with which it started. That is extremely interesting, because it is precisely this that makes this drama particularly characteristic of the present. What is the peculiarity of intellectualism?
Yes, the peculiarity of intellectualism is this: you can start with the idea anywhere and stop anywhere, and you can assert one thing and you can assert another – I have emphasized this many times. In terms of thought, you can prove anything, in terms of thought you can refute anything. Intellectualism, which is nothing more than a system of vapid and feeble thoughts, allows you to start anywhere and go somewhere, but you will stop at a certain point. But you can also start at this latter point and go the other way.
Today, one can be a very clever person and a gross materialist, because materialism can be quite well proven in an intellectual way. And if one is purely intellectual, one can, in the way it happened after our anthroposophical congress in Vienna at a meeting, one can, from the standpoint of today's monism, quite intellectually lead the fight against the spirit. One can prove very well that materialism is right. But one can also want to be a spiritualist and prove this just as well. All these things, as long as one lives only in the intellectual, can be proved quite well, and they have the appearance of tremendous cogency, these intellectualistic discussions.
And so it is in our time. People do not suspect, as they become entangled in spiritualism, materialism, realism, idealism, that they are becoming entangled in the intellectual spirit. They rightly feel: this can be firmly proven. They are the creatures of intellectualism. Because it is indeed true that things can be proved, that is why it is so dismal when one is obliged today to seriously discuss something based on reality, and then 'free discussion' is set up. One person says this, another says that, a third says something else. Basically, if you are just a little bright, you can say: they are all right. Of course, they are all equally wrong. The whole point of the talk is, after all, that one or the other sees what a tremendous swindle of one's own self it is to live in intellectualism, because with intellectualism, everything can be easily proven. The only thing that matters is that one has immersed oneself long enough in some direction or current, in some sect or party or something else, then one can quite rightly say: Yes, that's all clear; the other one who claims the opposite is an idiot. - Certainly, but the other one can just as easily prove that the first one is an idiot and his own claim is correct. Today, with the configuration that intellectual life has attained, this is perfectly possible and is taken for granted. And so it is a matter of course that one can write such a piece today without arriving at a real spiritual insight. The fact that Werfel is not approached proves that nothing significant is seen through the window; the spiritual insight would only begin if something significant were seen through the window. But if you merely describe three steps, and then, after describing how he woke up and looked out, you do not describe what he sees, if you make so many concessions to the general consciousness that you can write such a “Mirror Man” and still say something reasonable in response to something like “Occult Science in Outline” or “How to Attain Knowledge of Higher Worlds” or the like: If one has to say that one would not be in one's right mind if one accepted it, and if one can only say: Yes, the person in question has arrived at the window, but I am wary of seeing what one sees when looking out through the window, then one is simply not yet ready to immerse oneself in the real spiritual life, then one is simply completely stuck in intellectualism.
That is why I was allowed to speak in this way. Of course, one would not have the right to give a philosophical critique of a work of art. But I did not give a philosophical critique at all; what I said is just as much an artistic view. Because it happens to you, you read a trilogy, read it with the utmost interest. Afterwards, when you're done, you suddenly feel upside down! It's an uncomfortable feeling, and to get back on your feet again, you would have to rewrite the whole story from back to front. It would take a very long time before you could finally work your way back to your feet, to your footing. Yes, it is quite true that one is also artistically cheated by becoming aware: in there is the spinning wheel of intellectualism, while the work of art must indeed make a beautiful impression. You cannot reverse that. Try to turn Goethe's “Faust” around, to start writing from the back to the front. You cannot! A work of art cannot be turned around. Here in this work you can, because the intellectualism predominates, because it has not penetrated to the real looking. Intellectualism has indeed received the vague, unconscious feeling that there must be juice and strength in the thoughts, but in reality neither juice nor strength has entered, there is nothing in it. There is only a pattern of a more real inner experience in it. And so we see just from something that is really full of spirit, which is extremely significant in terms of what our time can bring forth, where the path must go.
For fifty years it has been the case that people actually feel: they must go in the direction of something spiritual, but they would avoid the real path. So they take something out of all kinds of old traditions, like the three-part path and the like. But it is characteristic that today they take up this three-part path; you can find it in all kinds of books that describe some old atavistic clairvoyant paths.
As long as one refrains from accepting what one sees when looking through the window, this story of “mirror” and “one into the other” and “through the window” can very easily still be part of our spiritual life. It is easy to describe if one only has such general ideas about it. But as long as you stop at that, you still can't get out of intellectualism, which holds the people of the present day captive with a tremendous magic.
I have pointed out this intellectual element in our time in the most diverse forms. I have pointed out how one could get into all kinds of branches in the Theosophical Society, and there were great schemes, races and rounds, whole world systems and all kinds of things were built up in wonderfully intellectual forms - all intellectual! On the other hand, when it was a matter of characterizing the structure of the human being, there was a scheme: physical man: dense physical matter; etheric body: finer matter; astral body: even finer; kama manas: even finer; manas: even finer, ever finer and finer. Yes, but only from the intellectual point of view! This thinning out did not stop at all! But it is just purely intellectual. Just as you can always turn a wheel, you can, if you just stick to the intellectual, let matter become thinner and thinner. And so we had an intellectualized theosophy, and so we have here an intellectualized poetry that even borders on mysticism and that will certainly be admired by a great many of our contemporaries, and rightly so, because one can see from such poetry how the striving of our time is again turning towards something spiritual.
But my judgment is not an unartistic one. When I look at this mirror man who accompanies the hero throughout his entire evolutionary life, this mirror man is something completely different than Mephisto in relation to Faust. There is life in Faust. You know, I once showed how Mephisto is ultimately only the other side of Faust, like Wagner. “You resemble the spirit you comprehend, not me.” You resemble Wagner, you resemble Mephisto, and so on. But there is life in it. But it is not yet life when the self jumps out of the mirror, is initially frail and then becomes fatter and fatter as the person himself grows more and more out of life.
In short, what dominates from beginning to end is the inanimate, the abstract. The abstract can always be turned around. And because nowhere in the artistic work can one feel a full-blooded, intense contemplation, but everywhere one sees only thought-patterns blown up into images, one feels an unartistic quality. And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. One must look through a window and see something. But here, the actual artistic is called something that has not quite hatched, that is just about to hatch from the egg, but is content to remain in the egg. You know what I mean, that the chicken does not really hatch from the egg to live in the world. It is as if man wants to begin a journey of knowledge, but still avoids the spiritual world in all its concreteness and certainty. I don't want to say how the egg feels when the chicken just can't get out! But isn't it true that it is just the same with such intellectual products that don't really get out.
This is not to say anything against the value of such things. In the sense of the present I actually see something of the very first order in this mirror-man. But from a higher point of view it must be characterized and placed in the spiritual life, in the whole cultural life of the present, as I have tried to sketch it.