Mystery Knowledge & Mystery Centres

GA 232 — 24 November 1923, Dornach

2. The Effect Of The Soul Upon Physical Man

If we pass from the life of soul itself to which we paid some attention yesterday, to how the soul works upon physical man, particularly in connection with the experiences then described, we are led in two different directions. Remembrance or memory points the soul back to earlier experiences; thinking leads the soul into the realm of etheric existence. That which affects a man even more strongly than his memory, so strongly indeed that the inner impulses pass over into his bodily life, I called ‘gesture’. And the study of gesture brings us to the subject of how soul-and-spirit manifest in the physical.

Man’s entry into physical life on Earth is a process in which the being of soul-and-spirit takes hold of the physical. And remembrance, memory—to keep to that for the moment—consists in something experienced previously in earthly existence being carried over into a later period of life. The question now is: Just as memory points back to earlier happenings in the course of earthly life, is it possible to look still further back to what preceded a man’s entry into this life?

Here we come to two considerations: firstly, the experiences which man as a being of soul-and-spirit has undergone in pre-earthly existence. We will leave this for later considerations. Secondly, there is something that is connected with his physical, bodily constitution which he, as an individual, carries over into that bodily constitution. It is what scientific thinking calls heredity. In the very traits of his temperament which have a considerable effect upon the life of soul, man bears within him qualities and impulses having an obvious connection with those of his physical ancestors.

Modern humanity approaches such matters superficially and with little real thought. Only this morning I was reading a book dealing with the head of a well-known, now extinct, Royal Family, and the effect of heredity on the dynasty. The author mentions qualities and characteristics which can be traced right back to the seventh century and were repeatedly inherited. Then comes a passage to the effect that some members of this Royal Family have displayed a marked tendency towards freakish behaviour, eccentricity and the like. Again, we are told that there are members of the same family who have no such tendencies. You will agree that this is a peculiar kind of thinking, for surely a writer who makes such a statement would realise that no conclusions whatever can be drawn from it. But if you examine much of what at the present time is supposed to lead to well-founded views, you will find plenty of similar examples.

However superficial prevailing views of heredity seem to be, it must be admitted that a man is indeed the bearer of inherited characteristics. That is the one aspect. He must often battle against these inherited traits and rid himself of them in order to bring to fulfilment the talents laid into him by his pre-earthly life.

The second aspect to be noted has to do with what a human being acquires by education, by intercourse with his fellows and with outer nature. Customary study of the lower kingdoms of nature leads us to speak of this as man’s adaptation to his environment. And as you know, modern natural science regards these two impulses, heredity and adaptation, as the influences of supreme importance for a living being.

But if we steep ourselves open-mindedly in these matters we feel that we cannot reach any real explanation without taking the path into the spiritual world. And so today we will consider in the light of spiritual knowledge, these questions which meet us in life at every turn.

We must here go back to something with which we have been repeatedly concerned in earlier studies, namely the separation of the Moon from the Earth. The Moon separated from the Earth at a particular time in order to influence it from a distance. But I have also spoken of the spiritual reality behind this separation of the Moon. I have told you how at one time there lived on the Earth superhuman Beings who were the first great Teachers of humanity and from whom originated what our human thinking may call the primeval wisdom; it is of deep significance and inspires reverence even in the fragmentary form in which it survives today. It was once tire content of what was taught by those superhuman Teachers at the time when the evolution of earthly humanity was beginning.

These Beings found their way to the Moon sphere and are now part of the Moon population. Now when a man has passed through the gate of death, he journeys by a series of stages through the planetary world belonging to our Earth. After his earthly existence he enters first into the sphere of the Moon’s activities, then into the spheres of the activities of Venus, Mercury, the Sun and so on. Today we are particularly concerned with how he passes into the Moon’s sphere of activities.

I have already indicated here that with Imaginative vision a man’s life can be followed beyond the gate of death and that in actual fact after his physical body has been laid aside and returned to the elements of Earth, he is to be found in the world of spirit. After Iris etheric body has been received into the etheric sphere connected with our Earth, soul-and-spirit remain, that is to say, his Ego and astral body and all that is part of them. But when we follow with Imaginative vision this being who has passed through the gate of death, he still presents himself to us in a definite form: it is the form which gives shape to the physical matter which the man bears within him. Compared with the robust physical body this form is little more than a shadow but makes a very forceful impression upon the soul. In this form, the head of the man makes only a weak impression, whereas a very powerful impression is made by what, in the course of the life between death and a new birth, is gradually transformed into the head of the next incarnation. But there is something important to say about this form that is visible to Imaginative perception after a man has passed through the gate of death: the form is a kind of physiognomical expression of his life on Earth; it is a faithful portrayal of the manifestations of good or evil for which he was responsible in his physical life on Earth. In earthly life a man can conceal whether the evil or the good is active in his soul. After death that is no longer possible. The spirit-form present after death is the physiognomical expression of what the man was on Earth.

A man who carries through the gate of death some moral evil inherent in his soul, will bear a physiognomy in which there is an outer resemblance to Ahrimanic figures. During the first period after death it is a fact that a man’s feeling and perception are dependent upon what he can reproduce in his own being. If he has a physiognomical resemblance to Ahriman because he has carried some moral evil with him through the gate of death, he can reproduce in himself— which means he can perceive—only things that resemble Ahriman and he is as it were blind to those human souls who passed through the gate of death with a sound and good moral disposition. Indeed it is one of the sternest judgments confronting a man after death that he can see only what resembles himself, in so far as he is himself evil, because he can reproduce in his own being only the physiognomy of other evil men.

After his death, man enters into the sphere of the Moon, and there, if he brings evil with him, he comes into the presence, not only of supersensible, superphysical Beings but also into that of others with a physiognomical resemblance to himself—that is to say, Ahrimanic figures. This passage of certain individuals through an Ahrimanic world has very definite significance in the whole nexus of cosmic happenings. And we shall grasp what actually happens if we bear in mind the purpose of those ancient Teachers of humanity when they departed to establish the Moon-colony in the Cosmos.

Now as well as those Beings of the higher Hierarchies whom we usually call Angels, Archangels and so forth, other beings who belong to the Ahrimanic and the Luciferic realms are also bound up with the whole process of cosmic evolution; and these beings are active in that process just as are the normally developing beings. The Luciferic beings work continuously with the aim of preventing anything that has the tendency to press on into physical materiality, from achieving that end. In the realm of man the Luciferic beings use every opportunity to lift him away from his physical corporeality. Their endeavour is to make man into a purely etheric being possessed of spirit-and-soul. The endeavour of the Ahrimanic beings is to separate from man everything that urges him towards the soul-and-spirit to be developed in the human kingdom. They want to transform into the spiritual the subhuman elements, the instincts and impulses, everything that comes to expression in the body. In their own way both the Luciferic and the Ahrimanic beings want to transform man into the spiritual. But while the Luciferic beings want to draw the soul-and-spirit out of man so that he would cease to concern himself with his earthly incarnations but would like to live as a being of soul-and-spirit only, the Ahrimanic beings would prefer to disregard soul-andspirit entirely and detach from man what has been given him as a sheath, a covering or an instrument in the physical and etheric realm, and bring it all into their own world.

And so on the one side man is faced by the Beings of the normally developing Hierarchies, but because he is interwoven with the whole of existence, he is also faced by the Luciferic and Ahrimanic beings. Whenever the Luciferic beings endeavour to approach man, their purpose is to estrange him from the Earth. On the other hand when the Ahrimanic beings make efforts to dominate man, their aim is to make his nature more and more earthly although they also want to spiritualise the Earth, imbuing it with spiritual substance and with dense spiritual forces.

In speaking of spiritual matters one sometimes has to use expressions which may seem grotesque when applied to such matters, but one has, after all, to use human language. So you will allow me to use ordinary words even when I am speaking of something that takes place on the purely spiritual plane. You will understand me and yourselves raise what I say, into the spiritual.

Those Beings who at the beginning of Earth existence brought the primal wisdom to man, withdrew to the Moon in order, as far as lay in their power, to establish the right relationship of the Luciferic and the Ahrimanic to the life of man. Why was that necessary? Why was it necessary for Beings as exalted as these primordial Teachers to elect to leave the Earth which for a time had been their field of action, and proceed to the extra-terrestrial Moon in order to bring the Luciferic and the Ahrimanic as far as possible into the right relationship with man?

When as a being of soul-and-spirit man descends from his pre-earthly existence into the Earth sphere he traverses the path I described in the course of lectures entitled Cosmology, Religion and Philosophy. As a being of soul-and-spirit he unites with the physical embryo provided for him in the direct line of heredity by father and mother. These two components, the physical embryo and the spiritual, interpenetrate and unite, and in that way man enters into existence on Earth. But in the line of heredity, in the inherited characteristics transmitted by ancestors to their descendants, there lie points of attack for the Ahrimanic beings. The Ahrimanic forces lie in the forces of heredity. And if a man has within him many of these inherited impulses, he will have a bodily make-up to which the Ego cannot satisfactorily gain access. Indeed the secret of many human beings is that they have within them too many inherited impulses. This is what is meant today by saying that a man is ‘burdened by heredity’. The consequence is that the Ego cannot penetrate fully into his body nor adequately fill the bodily organs. The body then develops an activity of its own, independently of the impulse of the Ego which should properly be working in the body. Thus by their efforts to lay as much as possible into heredity the Ahrimanic powers succeed in ensuring that the Ego is only very loosely connected with the human being. That is the one aspect.

But man has also to adapt himself to external conditions. This is very evident when you think of the effect of climate and other geographical conditions upon human beings. This effect of the purely natural environment is extraordinarily significant for man. There were even times when the wise leaders of humanity made use of it in particular ways.

When we consider a certain remarkable phenomenon in ancient Greek culture, namely the difference between Spartans and Athenians, we shall realise that this difference which is described very superficially in our history textbooks, is based ultimately on measures adopted in the ancient Mysteries, and the effect of these measures upon the Spartans differed from that made upon the Athenians.

In Greece as you know, great value was attached to Gymnastics. Gymnastics was regarded as the most essential part of a child’s education because through training and causing the body to be used and manipulated in a particular way, an effect was made upon the nature of spirit-and-soul by methods characteristic of the Greeks. But the method used by the Spartans was different from that used by the Athenians. The Spartans were primarily concerned to ensure that by means of their gymnastic exercises the boys’ development should depend as completely as possible upon what the body—the body by itself alone—can achieve. Hence the Spartan boy was obliged to carry out his exercises no matter what the weather might be.

Among the Athenians, it was different. They attached great importance to the gymnastic exercises being adapted to the weather conditions, and insisted that the boy doing those exercises should be exposed to the sunlight in the appropriate way. To the Spartans it was a matter of indifference whether the exercises were carried out in rain or sunshine. The Athenians considered it essential that the human being in question should receive a stimulus in some form, particularly that coming from the Sun.

The treatment given to a Spartan boy was intended to make his skin impervious, in order that whatever he might develop should originate within his body. The skin of an Athenian boy was not treated with sand and oil but he was exposed to the influences of the Sun.

The influences of the Sun penetrated into an Athenian boy from outside. He was encouraged to be eloquent, to express himself in beautiful language. A Spartan boy, on the other hand, was enclosed in himself as a result of all kinds of massage with oil; indeed the purpose of massaging the skin with sand and oil was that he should develop everything within himself, independently of outer Nature. He was trained to drive whatever forces can be developed by human nature back into his inner being, not to allow them to emerge.

Thus the Spartan boy did not, like the Athenian boy, become talkative. He was trained to be sparing with words, to say little, to remain silent. If he did say anything it must be significant, have real content. Speeches made by Spartans were rare but were renowned for their substance and content; speeches made by Athenians were renowned for the beauty of the language. All this was connected with the adaptation of human beings to their environment through the appropriate system of education.

You can perceive this elsewhere in a relationship that is established between man and his environment. Southerners who are everywhere exposed to the influences of the Sun, gesticulate a great deal and are talkative; their speech is melodious because their own warmth connects them with the warmth in the outside world.

Northerners, on the other hand, are not talkative because they must retain their bodily warmth within themselves as a stimulus. Northerners are notorious for their silence; they will sit together evening after evening without feeling any urge to speak. One of them may ask a question; then two hours later, or possibly not until the next evening, the other will answer him with a ‘Yes’ or a ‘No’. The reason for this is that it is necessary for Northerners to have stronger impulses within themselves for the production of warmth, because warmth does not come to them from outside.

Here you have examples of man’s adaptation to external conditions in the natural world. Just think of the effects of all this in education, and in other spheres of the life of soul-and-spirit. Just as the Ahrimanic beings exercise their essential influence upon what lies in heredity, Luciferic beings exert their essential influence upon adaptation to environment. They can approach man when he is establishing a relationship to the external world. They entangle the human ‘I’ in the external world. But in so doing they often bring about confusion between this ‘I’ and Karma. Whereas the Ahrimanic beings bring a man’s ‘I’ into confusion in regard to his physical impulses, the Luciferic beings bring the ‘I’ into confusion in regard to his Karma. For what comes from the external world does not always lie in Karma immediately but must first be woven into Karma by means of many threads and relationships so that future Karma may contain it.

Thus the Ahrimanic and the Luciferic powers are intimately connected with human life. This state of things must be regulated in the process of man’s whole evolution. Hence it became necessary for the primeval Teachers of mankind to leave the Earth where such regulation would not have been possible. It cannot be undertaken during a man’s earthly life, and when that life is over he is obviously not on the Earth. The primeval Teachers were therefore obliged to withdraw from the Earth and continue their existence on the Moon. When they had thus withdrawn—and here I must use ordinary language for something that one would prefer to clothe in different word-pictures—these wise Teachers came to an arrangement with the Ahrimanic and Luciferic powers. Now the appearance of the Ahrimanic beings in man’s existence after death would have been particularly injurious if they could have exercised a real influence upon him. For when a man goes through the gate of death, bearing the after-effects of anything evil in his soul, he finds himself, as I have told you, in an entirely Ahrimanic environment; he will even hold Ahrimanic views and he himself has an Ahrimanic physiognomy. He can perceive only those human beings who have a similar appearance. All this must remain purely an experience in the soul. If Ahriman could now intervene and influence the astral body, this would become a force which Ahriman could propel into man—a force which would not only gradually find its karmic balance but would bring man into too close a connection with the Earth. That indeed is the endeavour of Ahrimanic beings. While a man after death in his spirit-form still resembles his earthly form, the Ahrimanic powers strive to gain access to him by way of the evil impulses he carries with him through the gate of death. They want to permeate this spirit-form with forces, to draw as many of such beings as possible down to earthly existence and so to establish there an Ahrimanic Earth-humanity.

It was for this reason that the primeval Teachers, now inhabiting the Moon sphere, made a contract with the Ahrimanic powers, a contract which those powers were obliged to accept for reasons which I will explain later. Under the terms of this contract the Ahrimanic powers were allowed to exercise their influence in the fullest sense of the word and within the limits of possibility, on man’s life before he descends to earthly existence. So that when he is again passing through the Moon sphere on his way to the Earth, in accordance with the agreement reached between the primeval Teachers and the Ahrimanic powers, these powers might have a definite influence upon him. This influence is made manifest in the fact that heredity has become possible. As against this, after the domain of heredity had been allotted to the Ahrimanic beings as a result of the efforts of the primeval Teachers, the Ahrimanic beings were obliged to renounce all interference with processes in man’s evolution after death.

On the other side an agreement was reached with the Luciferic beings that they might exercise their influence upon man only when he has passed through the gate of death and not before he is descending into earthly existence.

Thus the great primeval Teachers were able to regulate the extra-earthly Ahrimanic and Luciferic influences. But we have already heard and a little reflection will at once make it obvious that man is thereby brought into contact with Nature. Because Ahrimanic beings can exert their influence upon him before he descends to the Earth, he is exposed to the operations of the forces of heredity. And because the Luciferic beings can work upon him he is exposed to factors in the physical environment, such as climate and the like, also to factors in the social and mental environment, such as education, modes of behaviour and the like. Thus a relation is established between man and Nature around him, and Ahrimanic and Luciferic beings can work into this environment.

I want now to say something from a quite different side about the existence of these Ahrimanic and Luciferic beings in Nature around us. I have already referred to this subject when dealing with the Michael problem and I will now go into it in more detail. Picture to yourselves the change that occurs in Nature in the phenomenon of rising mist. We may perhaps be living in an atmosphere that is saturated with watery vapours rising up from the Earth. One who has developed spiritual vision discovers that in this phenomenon of Nature there is something that carries an earthly element upwards in the centrifugal direction. It is not without reason that people who live in misty areas easily become melancholic, for there is something in the experience of mist that weighs down the will.

Now there are exercises whereby a man can manipulate his imaginations in such a way that he can himself weigh down his will. These exercises consist in concentration upon certain bodily organs, especially the muscles, whereby a kind of inner feeling, inner awareness, of the muscles is evoked. The feeling evoked by this concentration differs from the awareness of muscles produced by walking or while standing. If such exercises are practised consistently, like others described in the book Knowledge of the Higher Worlds, the will is weighed down by a man’s own activity. And then he begins to see what it is in rising mist that can make people morose and melancholy; he also perceives with the eyes of soul-and-spirit that certain Ahrimanic beings live in the rising mists. Spiritual knowledge makes it clear that in rising mist Ahrimanic beings rise up from the Earth into cosmic space, thus expanding their sphere of action.

It is again different—and there are excellent opportunities for this here at the Goetheanum—if you gaze at the sky in the evening or morning and see the clouds flooded with sunlight. A few days ago in the late afternoon, you could have seen a kind of red-golden sunlight becoming embodied in the clouds and producing an infinite variety of wonderful formations. And that same evening the Moon shone with special intensity. Elsewhere too, of course, you can see the clouds illuminated in a brilliant play of colours. Such a spectacle can be seen anywhere. I am merely speaking of what can be seen from this very place.

Luciferic spirits live here in the light that floods the clouds, just as Ahrimanic spirits live in the rising mist. If someone can look at all this with conscious Imagination and succeeds in so training his ordinary thinking that it accompanies the clouds with all their changing formations and colour, if he can get rid of the singularity of his thoughts and enable them to change and be metamorphosed, to expand and contract in harmony with the forms and colours of the clouds, then he will genuinely begin to see this play of colour above the clouds, especially in the evening and morning sky, as a sea of colours in which Luciferic figures are moving. And whereas moods of melancholy are produced in a man by rising mist, his thoughts and also his soul learn to breathe with almost superhuman freedom at the sight of this Luciferic sea of flowing light. This is a special relationship which man can establish with the surrounding world, for then he can have the feeling that his thinking is like an inhalation of the light. He feels his thinking to be a breathing, a breathing of the light. If this is actually experienced, the passage in the Mystery Plays about beings who breathe light will be better understood.

So we find that Ahrimanic and Luciferic forces are also part and parcel of the phenomena of external Nature. In the realm of heredity and adaptation to his environment man’s soul-and-spirit makes contact with Nature. When we contemplate the rising mists and the clouds bathed in flowing light we see how Ahrimanic and Luciferic beings unite with the phenomena of Nature. But when man’s soul-and-spirit approaches the facts of heredity and adaptation, this, as I have shown, is also simply an approach to the Luciferic and Ahrimanic. Thus in man’s own nature we shall find the Luciferic and Ahrimanic; again we find the Luciferic and Ahrimanic in certain natural phenomena containing something which need not concern the physicist. And from this point we can be led to perceive an influence of Nature upon man which transcends the phenomena of earthly existence.

To begin with let us hold firmly in our minds that Ahriman and Lucifer are present in the sphere of human heredity and adaptation. We find them in the rising mists and in the light which floods the clouds and is caught and held with them. We find in man an urge to establish adjustment, rhythm, between heredity and adaptation; but we also find in external Nature the urge to create rhythm between the two Powers working in Nature—the Ahrimanic and Luciferic Powers.

If you follow the whole process in the world of Nature, you have a wonderful drama. Follow the rising mist and observe how Ahrimanic spirits in it are striving outwards into the cosmic expanse. The moment the rising mists form themselves into a cloud, these spirits must give up their striving and return again to the Earth. In the clouds, Ahriman’s arrogant striving finds its limits. When mist becomes cloud it can no longer be a home for Ahriman. But the cloud enables the light to spread above it: Lucifer is there, above the clouds!

Try to grasp this in its full significance: picture the rising mists with greyish yellow Ahrimanic figures gathered into cloud-masses, and in the light above the clouds the Luciferic figures striving downwards. Then you will have a picture of the Ahrimanic and the Luciferic in Nature.

And then you will also realise that in times when men still had a feeling for what lies beyond the Threshold, for what lives and weaves in the luminous clouds and in the rolling mist, the position of painters, for example, was quite different from what it came to be later on. The spiritual power they recognised carried the colours to the right place on the canvas. The poet, conscious that divinity, that spirituality, was speaking in him, could say: ‘Sing, O Muse, of the wrath of Peleus’ son, Achilles’; or: ‘Sing to me, O Muse, of the man, the much-travelled one’. These are the opening lines of Homer’s epics. Klopstock, who lived in times when feeling for the Divine-Spiritual was no longer present, substituted: ‘Sing, Immortal Soul, of the redemption of sinful man.’ I have often spoken of this. But the old painters too, even those living in the epoch of Leonardo and Raphael would still have been able to say and would moreover have felt it in their own way: ‘Paint for me, O Muse, paint for me, O Divine Power, direct my hands, carry soul into my hands so that the brush in my hands is guided by you.’ It is very important to understand this close union of man with the spiritual in all situations of life, especially in the most significant.

Let us hold the following firmly in mind: in heredity and adaptation the human is brought into relationship with the Ahrimanic and Luciferic; on the other hand, by intuitive observation of Nature the Luciferic and Ahrimanic can be brought into relationship with Nature in its external manifestations.

We will continue these studies in the lecture tomorrow.