Mind and Matter — Life and Death

GA 66 — 17 March 1917, Berlin

3. Soul Enigma and World Enigma: Research and Contemplation in German Intellectual Life

In my last lecture I tried to show how it is due to misunderstandings if there is so little understanding between those who direct their research and attention to the soul and its processes and those who direct their attention to the material processes in the human organism, which proceed — well, as one will call it — as accompanying phenomena or also, as materialism maintains, as necessary causes for the psychic events. And I tried to show what the reasons for such misunderstandings are. Today I would like to draw attention to the fact that wherever real, true knowledge is sought, such misunderstandings, and also misunderstandings in a different direction, must necessarily arise if one does not take into account in the process of knowledge itself, which, in the course of more intimate, especially longer research, imposes itself more and more on the spiritual researcher as a direct experience, as an inner experience. It is something that at first seems very strange when it is expressed: In the field of world-views, that is to say in the field of knowledge of the spiritual-real or in general the knowledge of the sources of existence, if one, I might say, is too entangled in certain conceptions, in certain concepts, then one must of necessity enter upon such a view of the human soul that can absolutely be refuted, and just as well be proved. “It is hardly necessary to ask how man himself behaves in this process of death. Even after the last, visible act of the life process, he remains in his essence, in his spirit and organizing power, exactly the same as he was before. His integrity is preserved; for he has lost nothing of what was his and belonged to his substance during his visible life. He returns only in death to the invisible world, or rather, since he had never left it, since it is the actual persisting in all visible, - he has only stripped a certain form of visibility. “Being dead” means only no longer remaining perceptible to the ordinary sense perception, in the same way that even the actual reality, the ultimate reasons for bodily phenomena, are imperceptible to the senses.

Therefore, the spiritual researcher will increasingly deviate from what is otherwise customary in matters of world view, namely, to present this or that in support of one or the other view, which would be similar to what is called proof or even refutation in ordinary life. For in this field, as I said, everything can be proved with certain reasons, everything can be refuted with certain reasons. Materialism can be rigorously proven in its entirety, and it can be rigorously proven when it engages in individual questions of life or existence. And one will not be able to simply knock out of the field that which a materialist can cite in support of his views, if one simply wants to refute his view from opposite points of view. It is the same for someone who represents a spiritual existence. Therefore, anyone who really wants to research spiritual matters must not only know the arguments in favor of a particular worldview, but must also know all the arguments against it. For the remarkable result emerges that the actual truth only emerges when one allows what speaks for a matter and what speaks against a matter to take effect on the soul. And anyone who allows his mind to be fixed, I might say, on any web of concepts or images of a one-sided world view will always close his mind to the fact that the opposite can also assert itself in the soul, that the opposite must even appear right to a certain degree. And so he will be in a situation, like someone who wanted to claim that human life could only be sustained by inhalation. Inhalation presupposes exhalation; the two belong together. But this is always the case with our concepts and ideas that relate to questions of world view. We can put forward a concept that affirms something, we can put forward a concept that denies it; the one demands the other, like inhalation demands exhalation, and vice versa. And just as real life can only appear, can only reveal itself through exhalation and inhalation, when both are present, so can the spiritual only come to life in the soul when one is able to respond in an equally positive way to both the pros and cons of a matter. The affirmative concept, the affirmative idea, is within the living whole of the soul, so to speak, like an exhalation; the negative concept, like an inhalation; and it is only in their living interaction that that which relates to spiritual reality is revealed. Therefore, it is not at all appropriate for spiritual science to apply the usual methods that one is so accustomed to in everyday literature, where this or that is proved or refuted. The spiritual scientist realizes that what is presented in a positive way can always have a certain justification when it relates to questions of world view, but so can the opposite phenomenon. But when one advances in matters of world-conception to that direct life which lives in positive and negative concepts, just as physical life lives in inhalation and exhalation, then one comes to concepts which really take in the spirit directly, to concepts which are equal to reality. One must then, however, often express oneself differently than one expresses oneself according to the habits of thinking in ordinary life. But the way in which one expresses oneself arises out of the living, active inner experiencing of the spirit. And the spirit can only be inwardly experienced, not outwardly perceived in the way of material existence.

Now you know that one of the most important questions of our world view, and one that was also treated in the first lectures I gave here this winter, is the question of substance, of matter. And I would like to touch on this question today from the point of view I have just hinted at, as an introduction.

We cannot come to terms with the question of substance or matter if we keep trying to form ideas or concepts of what matter actually is; if we want to understand, in other words, what matter is. Anyone who has really wrestled with such questions, which are remote for many people, knows what such questions are all about. For if he has wrestled with it for a time, without yielding to any prejudice, then he comes to a completely different point of view regarding such a question. He comes to a point of view that makes him consider more important the way one behaves in one's soul when forming such a concept as that of matter. This wrestling of the soul itself is raised into consciousness. And then one arrives at a view precisely on these riddle-questions, which I could express in the following way.

He who wants to understand matter, substance, in the way it is usually understood, is like a person who says: I now want to get an impression of darkness, of a dark room. What does he do? He lights a light and regards this as the right method to get the impression of the dark room. It is, in fact, the most absurd thing one could do. And it is equally absurd — but one must become aware of this through a marked struggle — to believe that one will ever be able to cognize matter by setting the spirit in motion to illuminate matter with the spirit, as it were. Only where the spirit can be silent in our body itself, in the sensation of the senses, where the life of representation ends, only there does an external process penetrate into our inner being. There we can - by letting the spirit be silent and experiencing this silence of the spirit - have matter, substance, truly represented in our soul, so to speak.

One does not arrive at such concepts through ordinary logic; or if one does arrive at them through ordinary logic, then they turn out, I might say, to be much too thin to evoke real conviction. Only when one wrestles in the indicated way in one's soul with certain concepts, then they lead one to such a result as I have indicated.

Now the opposite is also the case. Let us assume that someone wants to grasp the spirit. If he seeks it, for example, in the purely external material form of the human body, he is like someone who, in order to grasp the light, extinguishes it. For the secret of the matter is that the external sensual nature itself is the refutation of the spirit, the extinguishing of the spirit. It reproduces the spirit just as illuminated objects reflect light. But nowhere can we, if we do not grasp the spirit in living activity, ever find it from any material processes. For that is precisely the essence of material processes: that the spirit has transformed itself into them, that the spirit has been transformed into them. And if we then try to recognize the spirit from them, then we misunderstand ourselves.

I wanted to say this by way of introduction so that more and more clarity can come about what the cognitive attitude of the spiritual researcher actually is, and how the spiritual researcher needs a certain breadth and mobility of the life of ideas in order to penetrate the things that are to be penetrated. With such concepts it is then possible to illuminate the important questions, which I also touched on last time here, and which I will only briefly mention in order to move on to our considerations today.

I said: As things have developed in the newer formation of the spirit, a one-sided view of the relationship between the soul-spiritual and the bodily-physical has increasingly come about, which is expressed by the fact that today the soul-spiritual is actually only sought within that part of the human body that lies in the nervous system or in the brain. In a sense, the soul-spiritual is assigned to the brain and nervous system alone, and one regards the rest of the organism more or less as an adjunct to the brain and nervous system when speaking of the soul-spiritual. Now I have tried to explain the results of spiritual research in this field by pointing out that one can only arrive at a true understanding of the relationship between the human soul and the human body if one places the whole human soul in relation to the whole physical body. But then it becomes clear that there is a deeper background to the structure of the human soul as a whole, into the actual life of perception, into the life of feeling and into the life of will. For only the actual life of perception of the soul is bound to the nervous organism in the way that modern physiological psychology assumes. On the other hand, the life of feeling — and here I must make it clear that I do not speak of it as it is presented to us, but as it arises — is related to the breathing organism of the human being, to everything that is breathing and is connected with breathing, in the same way as the life of presentation is related to the nervous system. So we must allot to the breathing organism the life of feeling of the soul. Then further: that which we call the life of will is in an equal relationship to that which we must call metabolism in the body; naturally right down into its finest ramifications. And by taking into account the fact that the individual systems in the organism are intertwined — metabolism naturally also takes place in the nerves —, I would like to say that at these outermost ends things interpenetrate. But a true understanding is only possible if we look at things in this way, if we know that the impulses of will can be attributed to metabolic processes in the same way as imaginative experiences can be attributed to processes in the human nervous system or in the brain.

Of course, such things can only be hinted at at first. And for the very reason that they can only be hinted at, objections are possible over and over again. But I do know one thing for certain: if we approach the subject with the whole range of anatomical and physiological research, that is, if we consider everything that anatomical and physiological research is, then there will be complete harmony between the spiritual scientific assertions I have made and the natural scientific assertions. On a superficial examination — let me just put forward the objection as a particularly characteristic one — objections can, of course, be raised against such a comprehensive truth. Someone might say: Let us first agree that certain feelings are connected with the respiratory organism; for the fact that this can be shown very plausibly for certain feelings cannot actually be doubted by anyone. But someone might say: Yes, but what about the fact that we perceive melodies, for example, that melodies arise in our consciousness? The feeling of aesthetic pleasure is connected with melodies. Can we speak here of some kind of relationship between the respiratory organism and that which quite obviously arises in the head and which, according to physiological findings, is so clearly connected with the nervous organism? As soon as we look at the matter properly, the correctness of my assertion immediately becomes completely clear. Namely, one must then take into consideration that with every exhalation an important process in the brain occurs in parallel: that the brain would rise during exhalation if it were not held down by the skullcap – breathing propagates into the brain – and vice versa; during inhalation the brain sinks. And since it cannot rise and fall because the skullcap is there, what is known to physiology occurs: the change in the blood flow occurs, what is known to physiology as brain breathing takes place, that is, certain processes that occur in parallel with the breathing process in the nerve environment. And in this encounter of the breathing process with what lives in us as sounds through our ear, what happens is that feeling is also connected to the respiratory organism in this area in the same way as the mere life of thinking is connected to the nervous organism.

I will only hint at this because it is something particularly remote and therefore provides a close objection. If one could agree with someone on all the details of the physiological results, no such details would contradict what was presented here last time and what has been presented again today.

Now it is my task to continue our discussion in a similar way to the last lecture. And for that I must go into a little more detail about the way in which the human being develops sensory perception in order to show what the actual relationship is between the sensory perception that leads to representations and the life of feeling and will, and indeed the life of the human being as soul, as body and as spirit.

Through our sensory life, we come into contact with our sensory environment. Within this sensory environment, natural science distinguishes certain substances, or, to be more precise, forms of substance, for it is these that are important here. If I wanted to speak in terms of physics, I would have to say aggregate states: solid, liquid, gaseous. But now, as you all know, physical and scientific research adds something else to these material forms. When science wants to explain light, it is not satisfied with just accepting the material forms that I have just mentioned. Instead, it reaches for what appears to it to be more subtle than these types of matter; it reaches for what is usually called ether. The concept of ether is, of course, an extraordinarily difficult one, and it can be said that the various thoughts that have been formed about what should be said about ether are conceivably diverse and manifold. Naturally, all these details cannot be discussed here. It should only be noted that natural science feels compelled to establish the concept of ether, that is, to think of the world not only as filled with the denser substances that can be perceived directly by the senses, but as filled with ether. The characteristic feature is that natural science cannot use its methods to determine what ether actually is. This is because natural science always needs material foundations for its actual work. But the ether itself always eludes material foundations, so to speak. It appears in connection with material processes, it causes material processes; but it cannot be grasped, so to speak, by the means that are tied to the material foundations. Therefore, a peculiar concept of ether has emerged, especially in recent times, which is actually extraordinarily interesting. The concept of ether that can be found among physicists today tends to say: ether must be that which, whatever else it may be, in any case has none of the properties that ordinary matter has. Thus, natural science points beyond its own material foundations by saying of the ether that it has what it cannot find with its methods. Natural science comes precisely to the assumption of an ether, but not to filling this ether concept with any content with its methods.

Now, spiritual research yields the following. Natural science starts from the material basis, spiritual research starts from the basis of soul and spirit. The spiritual researcher, if he does not arbitrarily stop at a certain boundary, is driven to the concept of ether in the same way as the natural scientist, only from the other side. The spiritual researcher attempts to include in his knowledge that which is active and effective within the soul. If he were to stop at what he can experience inwardly in ordinary soul life, then in this field he would not even go as far as the natural scientist who accepts the concept of ether. For the natural scientist at least formulates the concept of ether and accepts it. The student of the soul who does not arrive at a concept of ether on his own initiative is like a natural scientist who says: What do I care about what else is alive there! I assume the three basic forms: solid, liquid, gaseous bodies; I do not concern myself with what is supposed to be even thinner. This is indeed how the science of the soul usually proceeds.

But not everyone who has worked in the field of soul research does it this way; and particularly within that extraordinarily significant scientific development, which is based on German idealism that became established in the first third of the nineteenth century, — not in this idealism itself, but in what then developed out of it —, we find attempts to approach the ether concept from the other side, from the spiritual-soul side, just as natural science ascends from the material side to the ether. And if you really want to have the ether concept, you have to approach it from two sides. Otherwise you will not be able to come to terms with it. Now, the interesting thing is that the great German philosophical idealists, Fichte, Schelling and Hegel, despite their insistent thinking and conceptualizing, which I have often characterized here, still did not have the ether concept. They could not, so to speak, strengthen their inner soul life, could not so energize it that the ether concept would have presented itself to them. On the other hand, in those who allowed themselves to be fertilized by this idealism, who, so to speak, allowed the thoughts that were generated at that time to continue to work in their souls, although they were not as great geniuses as their idealist predecessors, this ether concept arose out of this soul research. We find this concept of ether first in Immanuel Hermann Fichte, the son of the great Johann Gottlieb Fichte, who was also a disciple of his father, in that he allowed what Johann Gottlieb Fichte and his successors, Schelling and Hegel, had done in their souls to continue to work within him. But by condensing it, as it were, to greater inner effectiveness, he came to say to himself: When one looks at the soul-spiritual life, when one, I might say, measures it on all sides, then one comes to say to oneself: This soul-spiritual life must run down into the ether, just as solid, liquid, and gaseous matter runs up into the ether. The lowest part of the soul must, as it were, open into the ether in the same way that the highest part of the material opens into the ether at the top. And Immanuel Hermann Fichte formed certain characteristic ideas about this, through which he really did come from the spiritual-soul to the boundary of the ether. We read in his “Anthropology” 1860 - you will find the passage quoted in my last book “Vom Menschenrätsel” -:

“In the material elements....the truly enduring, that unifying form principle of the body cannot be found, which proves effective throughout our entire life.” “So we are pointed to a second, essentially different cause in the body.” “In that it contains that which is actually enduring in metabolism, it is the true, inner, invisible body, but one that is present in all visible materiality. The other, the outer appearance of the same, formed from incessant metabolism, may henceforth be called 'body', which is truly not enduring and not one, but the mere effect or afterimage of that inner corporeality, which throws it into the changing material world, just as, for example, the magnetic force prepares a seemingly dense body from the parts of iron filings, but which atomizes in all directions when the binding force is withdrawn.

Now, for I. H. Fichte, an invisible body lived in the ordinary body, which consists of external matter, and we could also call this invisible body the etheric body; an etheric body that brings the individual particles of matter of this visible body into their forms, shapes them, and develops them. And I. H. Fichte is so clear that this etheric body, to which he descends from the soul, is not subject to the processes of the physical body, that for him it is enough to have insight into the existence of such an etheric body to get beyond the riddle of death. For I. H. Fichte says in his “Anthropology”:

I have shown with I. H. Fichte how he advances to such an invisible body of the soul. It is interesting that in many places in the heyday of German idealistic intellectual life, the same thing emerged. Some time ago I pointed out a solitary thinker who was a school director in Bromberg and who dealt with the question of immortality: Johann Heinrich Deinhardt, who died in the 1860s. He initially approached the question of immortality like the others, by trying to get behind this question of immortality through ideas and concepts. But for him, more emerged than for those who merely live in concepts. And so the editor of that treatise on immortality written by J. H. Deinhardt was able to cite a passage from a letter that the author wrote to him in which Deinhardt says that although he had not yet communicate the matter in a book, but that his inner research had clearly shown him that during his life between birth and death, man works on the development of an invisible body, which is released into the spiritual world at death.

And so many other phenomena of German intellectual life could be cited in favor of such a direction of research and contemplation. They would all prove that in this direction of research there was a desire not to stop at what mere philosophizing speculation, mere living in concepts can yield, but to strengthen the inner soul life in such a way that it reaches the density that reaches the ether.

Of course, the real mystery of the ether will not yet be solved from within by following the paths these researchers have taken, but it can be said, so to speak, that these researchers are on the path to spiritual science. For this mystery of the ether will be solved as the human soul undergoes those inner processes through practice, which I have often characterized here and which are described in more detail in my book “How to Know Higher Worlds”. Man does, however, gradually attain to really reaching the ether from within by going through these inner soul processes. Then the ether will be directly there for him. But only then is he capable of grasping what a sense perception actually is, what is actually present in sensory perception.

In order to present this today, I must, so to speak, approach the question from a different angle. Let us approach what actually takes place in metabolic processes for humans. Roughly speaking, we can think of the metabolic processes in the human organism as taking place in such a way that they essentially have to do with the liquid element of substance. This will be easy to see if one is even slightly familiar with the most viable scientific ideas in this field. What is a metabolic process lives, so to speak, in the liquid element. What breathing is, lives in the airy element; in breathing we have an interaction between inner and outer air processes, just as in metabolism we have an interaction between material processes that have taken place outside our body and those that take place inside our body. What happens when we perceive with our senses and follow it with our imagination? What does that actually correspond to? In the same way that fluid processes correspond to metabolism and airy processes to breathing, what corresponds to perception? Perceptual processes correspond to etheric processes. Just as we live, as it were, with metabolism in the liquid, we live with breathing in the air, we live with perception in the ether. And inner etheric processes, inner etheric processes that take place in the invisible body, of which has just been spoken, touch with external etheric processes in sensory perception. If one objects: Yes, but certain sensory perceptions are obvious metabolic processes! — it is particularly striking for those sensory perceptions that correspond to the so-called lower senses, smell, taste — a closer look would show that what is material belongs to the metabolism itself, and that in every such process, even in tasting for example, an etheric process takes place through which we enter into relationship with the outer ether, just as we enter into relationship with the air with our physical body when we breathe. Without an understanding of the etheric world, an understanding of the sensations is not possible.

And what actually happens? Well, what happens there can basically only be understood when one has brought the inner soul process so far that the inner etheric-physical has become a reality. This will be the case when what I have recently called imaginative visualization in my lectures here has been achieved. When the images have been strengthened by the exercises that you can find in the book mentioned above, so that they are no longer abstract images, which we otherwise have, but are images full of life, then they can be called imaginations. When these images have become so full of life that they are imaginations, then they live directly in the etheric, whereas when they are abstract images, they only live in the soul. They spread into the etheric. And then, when one has so far brought it in one's inner experimentation that one experiences the ether as a living reality within oneself, then one can experience what happens in the sense perception. The sensation consists in this – I can only present this today as a result – that, as the external environment sends the etheric from the material into our sense organs, it creates those gulfs of which I spoke the day before yesterday, so that what is outside also becomes internal within our sense realm; for example, we have a sound, so to speak, between the sense life and the external world. Then, as a result of the outer ether penetrating our sense organs, this outer ether is killed. And as the outer ether enters our sense organs in a deadened state, it is revived by the inner ether of the etheric body counteracting it. This is the essence of sensory perception. Just as in the breathing process, death and life come into being when we inhale oxygen and exhale carbonic acid, so there is an interaction between the quasi-dead ether and the living ether in the sense of feeling.

This is an extraordinarily important fact for spiritual science. For that which cannot be found through philosophical speculation, on which the philosophical speculation of the last centuries has so often failed, can only be found through spiritual science. Sensory perception can thus be recognized as a fine interaction between external and internal ether; as the animation of the ether killed in the sensory organ from the inner etheric body. So that what the senses kill in us from the environment is inwardly revived by the etheric body, and we thereby come to what is precisely perception of the external world.

This is extraordinarily important, for it shows how, even when he is giving himself up to sense perception, man lives not only in the physical organism but also in the ethereal supersensible, and how the whole life of the senses is a “Long ago, in his (Goethe's) youth, the great Laplace-Kantian fantasy of the origin and eventual destruction of the globe had already taken hold. From the rotating nebula – as children already learn at school – the central drop of gas forms, from which the Earth will later develop. As it solidifies into a sphere, it goes through all the phases, including the episode of human habitation, and finally to plunge back into the sun as burnt-out cinders: a long process, but one that is perfectly comprehensible to today's audience, and one that no longer requires any external intervention to come about, except for the effort of some external force to maintain the sun at the same temperature. No more fruitless prospect for the future can be imagined than the one that is supposed to be imposed on us today as scientifically necessary in this expectation. A carrion bone that a hungry dog would avoid would be a refreshing, appetizing piece compared to this last excrement of creation, as which our earth would finally fall back to the sun, and it is the curiosity curiosity with which our generation absorbs the like and believes, a sign of a sick imagination, which the scholars of future epochs will one day expend a great deal of ingenuity to explain as an historical phenomenon of the times."

life and weaving in the invisible etheric. This is what the deeper researchers have always suspected in the characterized time, but it will be raised to certainty through spiritual science. Among those who recognized this significant truth, I will mention the almost completely forgotten J.P.V. Troxler. I have already mentioned him in earlier lectures here in earlier years. In his Lectures on Philosophy, he said:

"Even in the past, philosophers distinguished a fine, noble soul body from the coarser body... a soul that has an image of the body, which they called a schema, and which was the higher inner human being... In more recent times, even Kant in Dreams of a Spirit-Seer seriously dreams, in jest, of an entire inner spiritual human being who carries all the limbs of the outer one on his spirit body; Lavater also writes and thinks in the same way... ."

These researchers were also aware that the moment one ascends from mere material observation to the observation of this supersensible organism within us, one has to pass from ordinary anthropology to a kind of knowledge that comes to its results by way of inner observation. It is therefore interesting that both I. H. Fichte and Troxler are clear about the fact that anthropology must be elevated to something else if it is to grasp the whole human being. I. H. Fichte says in his 'Anthropology':

"Sensual consciousness... with the entire, also human, life of the senses, has no other significance than to be the site in which the supersensible life of the spirit is realized, in that through free conscious deed it introduces the otherworldly spiritual content of the ideas into the world of the senses... This thorough grasp of the human being now elevates “anthropology in its final result to ‘anthroposophy’.”

We see from this current of German intellectual life, which, I would say, drives idealism from its abstractness to reality, the inkling of an anthroposophy. And Troxler says that one must assume a super-spiritual sense in conjunction with a super-sensible spirit, and that one can thus grasp the human being in such a way that one no longer has to deal with an ordinary anthropology, but with something higher:

"If it is now highly gratifying that the latest philosophy, which... . in every anthroposophy.. . must reveal itself in every anthroposophy, it cannot be overlooked that this idea cannot be a fruit of speculation, and that the true individuality of man must not be confused either with what it sets up as subjective spirit or finite ego, nor with what it juxtaposes to it as absolute spirit or absolute personality.

With Anthroposophy, something is not presented that emerges, as it were, out of arbitrariness, but something that inevitably leads to that spiritual life, which once it is engaged in, experiences concepts and ideas not only as concepts and ideas, but condenses them to such an extent - and I would like to use the expression again - that they lead into reality, that they become saturated with reality.

But, and this is the defect of this research, if one merely rises from the physical to the etheric body, one still does not get along; but one only comes to a certain limit, which must be exceeded, however, because beyond the etheric only the soul-spiritual lies. And the essential thing is that this soul-spiritual can only enter into a relationship with the physical through the mediation of the etheric. Thus, we have to look for the actual soul of the human being in that which now works completely super-etherically in the etheric, so that the etheric in turn shapes the physical as it is itself shaped, permeated, and lived through by the soul.

Let us now try to grasp the human being at the other pole, the will pole: We have said that the life of the will is connected with the metabolism. Inasmuch as the impulse of the will expresses itself in the metabolism, it lives, not merely in the external physical metabolism, but, since the whole human being is within the boundaries of his being, the etheric also lives in what develops as metabolism when a will impulse proceeds. Spiritual science shows that the opposite of sensory perception is present in the will impulse. While in sensory perception the outer ether is, as it were, animated by the inner ether, so that the inner ether pours into the dead ether, in the case of the will impulse, when it arises from the soul spiritual, then through metabolism and everything connected with it, the etheric body is loosened and driven out of the physical body in those areas where the metabolism takes place. So here we have the opposite: the etheric body, as it were, withdraws from physical processes. And therein lies the essence of acts of will, in that the etheric body withdraws from the physical body.

Now those revered listeners who have heard the earlier lectures will remember that, in addition to imaginative knowledge, I have distinguished between inspired knowledge and the actual intuitive knowledge. And just as imaginative knowledge is the result of such a strengthening of the soul life that one comes to the etheric life in the way indicated earlier, so intuitive knowledge is given by the fact that one learns, so to speak, in one's soul life to participate through powerful impulses of will, even to evoke what one can call withdrawal of the etheric body from physical processes. Thus in this area the soul-spiritual extends into the physical-bodily. When a volitional impulse originally emanates from the soul-spiritual, it finds the etheric, and the consequence is that this etheric is withdrawn from some metabolic area of the physical body. And from this working of the soul-spiritual through the etheric upon the bodily, there arises what may be called the transmission of a volitional impulse to some bodily movement, to some bodily activity. But it is only when we consider the human being as a whole in this way that we arrive at his actual immortal part. For as soon as we learn to recognize how the spiritual-soul element weaves in the ether, it also becomes clear to us that this weaving of the spiritual-soul element in the ether is independent of those processes of the physical body that are included in birth, conception and death. And in this way it is possible to truly rise to the immortal in the human being, to that which connects with the body that one receives through the hereditary current and which is maintained when the human being passes through the gate of death again. For the eternal spiritual is connected with that which is born and dies here, indirectly through the etheric.

It has become clear that the concepts presented by spiritual science are very much at odds with today's thinking habits and that it is difficult for people to find their way into these concepts. It may be said that one of the obstacles to this finding one's way in, besides others, is that so little effort is made to seek the real connection between the spiritual and soul life and the bodily in the way suggested today. Most people long for something quite different from what spiritual research can actually provide. What is it actually that takes place in man when he imagines? An etheric process that only interacts with an external etheric process. But in order for a person to be in this direction in a healthy mental and physical way, it is necessary for that person to become aware of where the boundary is where the inner and outer ether touch. This mostly happens unconsciously. It becomes conscious when the human being rises to imaginative knowledge, when he experiences inwardly the rain and movement of the ether, and his coming together with the outer ether, which dies in the sense organ. In this interaction between the inner and outer ether, we have, so to speak, the outermost limit of the effectiveness of the ether in general on the human organism. For that which is in our etheric body, for example, primarily affects the organism in terms of growth. There it is still active within the organism, forming it. It gradually organizes our organism so that it adapts to the outside world, as we see when a child grows up. But this inwardly formative grasp of the physical body by the ether must reach a certain limit. If it goes beyond this limit through some morbid process, then what lives and moves in the ether, but which should maintain itself in the etheric, encroaches upon the physical organism, so that what should remain as ether movement is, as it were, interwoven into the physical organism. What then happens? That which should actually only be experienced inwardly as an image, occurs as a process in the physical body. Then it is what is called a hallucination. When the ether process crosses its boundary into the physical, because the body, through its disease, does not offer the right resistance, then what is called a hallucination arises. Now, many people who want to enter the spiritual world actually desire hallucinations above all. Of course, the spiritual researcher cannot offer them that, because hallucination is nothing more than the reproduction of a purely material process, a process that takes place in relation to the soul beyond the boundaries of the body, that is, in the body. On the other hand, what leads to the spiritual world is that one goes from this boundary back into the soul and instead of hallucinations, one comes to imagination, and imagination is a purely mental experience. And because it is a purely mental experience, the soul lives in the spiritual world in the imagination. But in this way the soul also lives in fully conscious penetration of the imagination. And it is important to realize that imagination, that is, the right way to gain spiritual knowledge, and hallucination, are opposites and also destroy each other. He who hallucinates through a diseased organism blocks the path to true imagination; and he who has true imagination is most safely guarded from all hallucination. Hallucination and imagination are mutually exclusive and mutually destructive.

But the same is true at the other pole of the human being. Just as the etheric body can encroach upon the physical body, can sink its formative power into the physical body, and thereby cause hallucinations, that is, purely physical processes, so on the other side, through certain morbid formations of the organism or through induced fatigue or other conditions of the organism, the etheric, as it was characterized in the act of will, can emerge in an irregular manner. Then it may happen that instead of the etheric really being withdrawn from the physical metabolic region in a correct act of will, it remains within, and the purely physical activity of the physical metabolic region encroaches upon the etheric , so that the etheric becomes dependent on the physical, whereas in normal will-manifestation the physical is dependent on the etheric, which in turn is determined by the soul-spiritual. When this happens through such processes as I have indicated, then, I might say, the compulsive act, which consists in the physical body with its metabolic processes forcing its way into the etheric, so to speak pushing itself into the etheric body, gives rise to the morbid counter-image of hallucination. And if the compulsive act is evoked as a pathological phenomenon, then one can again say: it excludes what is called intuition in spiritual scientific knowledge. Intuition and compulsive behavior are mutually exclusive, just as hallucination and imagination are mutually exclusive. This is why there is nothing more soulless than, on the one hand, hallucinators, because hallucinations are just hints at bodily conditions that should not be; and, on the other hand, for example, the whirling dervishes. The dance of the dervish comes about through the physical body pushing into the etheric, so that it is not the etheric that brings about the effect from the spiritual-soul, but basically only regular compulsive actions occur. And anyone who believes that they can find revelations of the soul in the dancing dervish should first of all study spiritual science in order to realize that the dancing dervish is proof that the spirit, the spiritual-soul, has left its body; that is why he dances in this way.

And, I would like to say, only a little more extensive is that which is not dancing, but which, for example, is automatic writing, mediumistic writing. This also consists in nothing more than first driving the spiritual-soul out of the human being completely, and allowing the physical body, which has been pushed into the etheric body, to unfold as it does when it has become empty, as it were, of the inner ether and now comes under the control of the surrounding outer ether. All these subjects lead away from spiritual science, not toward it, although nothing should be objected to them from the standpoint of those from whom they usually meet with so much opposition. In the dancing dervish one can study what a danced art, a truly artistic dance, should be. The artistic dance should consist precisely in the fact that each individual movement corresponds to a volitional impulse, which can also become conscious to the person concerned, so that one is never dealing with a mere intrusion of physical processes into ethereal processes. Only spiritualized dance is artistic dance. The dancing of the dervish is only the denial of spirituality. Some will object: But it does show the spirit! It does, but how? You can study a shell if you take in and look at the living shell; but you can also study it when the living shell is gone, by looking at the shell: the shape of the shell is reproduced in the shell, the shape born out of life. But in a similar way, we also have a reproduction of the spiritual, a dead reproduction of the spiritual, when we are dealing with automatic writing or with a whirling dervish. That is why it resembles the spiritual as much as the shell resembles the mussel, and why it can be so easily confused. But only when we truly penetrate into the spiritual can we have the right understanding of these things.

If we start from the bodily, through the sensation of the senses, and ascend to the realm of the imagination, which then transfers itself into the soul-spiritual, we come to recognize in this way, in a spiritual-scientific way, that what is aroused by the sensations of the senses is, as it were, deposited at a certain point and becomes memory. Memory arises from the fact that the sensory impression continues in the body, so that not only can the etheric work from within in the sensory impressions themselves, but the etheric can now also be active in what the sensory impression has left behind in the body. Then what has gone into memory is brought up again from remembrance.

Of course, it is not possible to go into these things in more detail in the short time of a one-hour lecture. But one will never come to a real understanding of what imagination and memory are, and how they relate to the soul and spirit, if one does not advance in the spiritual-scientific sense on the path that has been indicated.

At the other pole, there is the whole current that flows from the spiritual-soul of the will impulses down into the physical body, through which the actions are effected. In the ordinary life of man, the sense life comes to remembrance and remains, as it were, in the act of remembering. Remembrance is placed before the soul-spiritual, so that the latter is not aware of itself, of how it creates and is active through the sensations of the senses. Only a vague, confused notion arises that the soul lives and weaves in the etheric, when this soul, living and weaving in the etheric, is not yet so strengthened in this etheric weaving that all etheric weaving breaks at the boundary of the physical. When the soul-spiritual interweaves the etheric body in such a way that what it expresses in the etheric body does not immediately break at the physical body, but is so sustained in the etheric that it reaches the boundaries of the physical body, but is still noticed in the etheric, then the dream arises. And the life of dreams, when it is really studied, will become proof of the lowest form of supersensible experience of man. For in dreams man experiences that he cannot unfold his soul-spiritual, because it seems too powerless, in will impulses within that which is present in the dream images. And because the will impulses are lacking, because the spirit and soul intervene so little in the etheric in the dream that the soul itself becomes aware of these will impulses, the chaotic fabric that the dream represents arises.

What dreams are on the one hand, on the other hand there are those phenomena in which the will, coming from the soul-spiritual, intervenes in the outer world through the etheric-physical , but is just as little aware of what is actually happening there as he is able to become aware in the dream, due to the weak activity of the spiritual-soul, that the human being is living and breathing in the spiritual. Just as the dream so to speak represents the attenuated sense perception, so something else represents the intensified effect of the spiritual-soul, the intensified effect of the will impulses; and that is what we call fate.

We do not see the connections in fate, just as we do not see in the dream what is actually weaving and living there as the real thing. Just as material processes always underlie the dream, surging into the ether, so the soul and spiritual anchored in the will surge towards the outer world. But in ordinary life the soul and spiritual are not organized in such a way that the spirit itself can be seen in its activity in what happens to us as the succession of so-called fateful experiences. At the moment we grasp this succession, we learn to recognize the fabric of fate, we learn to recognize that just as in ordinary life the soul obscures the spiritual through ideas, in fate it obscures the spiritual through affect, through sympathy and antipathy, with which it takes in the events that come to it as life events. In the moment when one sees through sympathy and antipathy in a spiritual-scientific way, when one really grasps the course of life's events objectively and calmly, one notices how everything that happens in our lives between birth and death is either the after-effect of previous lives on earth or the preparation for later lives on earth. Just as, on the one hand, natural science does not penetrate to the spiritual and soul, not even to the etheric, when it seeks the relationships between the material world and the imagination, so at the other pole, natural science cannot cope with its efforts today. Just as it clings to material processes in the nervous organism in the life of the imagination, so at the other pole it clings to something unclear, which, I might say, hovers nebulously between the physical and the soul.

These are precisely the areas where one must become fully aware of how world-view concepts can be both proven and refuted. And for those who insist on proof, the positive has much to recommend it; but one must also be able to experience the negative inwardly, in keeping with one's insights, as with exhalation one inhales. Recently, what is called analytical psychology has emerged. This analytical psychology is, I would say, inspired by good intuitions. For what does it want? This analytical psychology, or as it is usually called today, psychoanalysis, wants to descend from the ordinary soul life to that which is no longer contained in the ordinary present soul life, but is a remnant of earlier soul experience. The psychoanalyst assumes that mental life is not exhausted in the present mental experience, in the conscious mental experience, but that consciousness dips down into the subconscious. And in much of what appears in the mental life as a disturbance, as confusion, as this or that defect, the psychoanalyst sees an effect of what surges down in the subconscious. But what the psychoanalyst sees in this subconscious is interesting. When you hear what he lists in this subconscious, it is first of all deceived hopes in life. The psychoanalyst finds some person who suffers from this or that depression. This depression does not have to originate in the present conscious mental life, but in the past. Something occurred in mental experience in this life. The person has since emerged from it, but not completely; a residue remains in the subconscious. He has experienced disappointments, for example. Through education and other processes, he has come to terms with these disappointments in his conscious mental life, but in the subconscious they live on. There they surge, as it were, to the very edge of consciousness. There it then produces the unclear mental depression. The psychoanalyst thus searches in all kinds of disappointments, in deceived hopes of life that have been drawn down into the subconscious, for that which determines the conscious life in a dark way. He also searches for this in what colors the soul life as temperament. In what the soul life colors out of certain rational impulses, the psychoanalyst seeks a subconscious that, as it were, only strikes against consciousness. But then he comes to a broad area — I am only reporting here — which the psychoanalyst grasps by saying: 'The animalistic mud of the soul is playing up into conscious life'. Now, it is not at all denied that this basic sludge is present. In these lectures I myself have already pointed out how certain mystics have experiences in that something, be it for example the erotic, is subtly brought up and plays into consciousness, so that one believes to have particularly exalted experiences, while only the erotic, “the animalistic basic mud of the soul,” is brought up and sometimes interpreted in a deeply mystical sense. One can still see in such a poetically delicate mystic as Mechthild of Magdeburg how erotic feeling goes into the details of the images. These things must be clearly grasped so that no errors are made in the spiritual-scientific field. For anyone who wants to penetrate the spirit must be particularly aware of all the paths of error, not to avoid them, but to avoid them. But anyone who speaks of this animalistic basic mud of the soul, who only speaks of disappointed hopes in life and the like, does not go deep enough into the life of the soul: he is like a person walking across a field in which nothing can yet be seen and who believes that it contains only the soil or even the manure, whereas in fact this field already contains all the fruits that will soon come up as grain or other things. When speaking of the basic mud of the soul, one should also speak of what is embedded in it. Certainly, there are disappointed hopes contained in this basic mud; but at the same time, what is embedded in it contains a germinating power that represents what – when the human being has passed through the gate of death into the life that between death and a new birth, and then enters into a new earth-life, makes something quite different out of the deceived hopes than a depression, that makes out of them that which then in a next life leads to disillusionment, to hardening. What the psychoanalyst seeks in the disappointed hopes of life in the depths of the soul, if he delves deeply enough, is what is being prepared in the present life in order to intervene fatefully in the next life.

Thus, if we dig around and search through the animalistic mud of the ground without dirtying our hands, as is unfortunately so often the case with psychoanalysts, we find the spiritual and mental weaving of fate that extends beyond birth and death with the spiritual and mental life of the soul. Analytical psychology is precisely the kind of psychology that can be used to learn how everything is right and everything is wrong when it comes to questions of world view, namely from one side or the other. Nevertheless, there is an enormous amount that can be said in support of the one-sided assertions of the psychoanalysts; therefore a refutation will not greatly impress those who are sworn to these concepts. But if one learns to recognize what speaks for and against with the attitude of knowledge that was characterized at the beginning of this lecture, then it is precisely from the pros and cons of the soul that one will experience what really works. For, I might say, between what can be observed in the soul, as psychologists do, who only go to the level of consciousness, and what the psychoanalyst finds down in the animalistic mud of the soul, lies the realm that belongs to the spiritual-soul-eternal, which goes through births and deaths.

The exploration of the human soul also leads to a correct relationship with the external world. Modern science has not only spoken about the ether in an indeterminate way, but it is also spoken about in such a way that the greatest mysteries of the world are actually attributed to it: what then took on solid forms, became planets, suns and moons, and so on. In this view, the soul and spiritual processes at work in man are regarded as no more than a mere episode. There is only dead ether, back and front. If one gets to know the ether only from one side, then one can come to such a construction of the becoming of the world, to which the subtle Herman Grimm — I have quoted his saying before, but it is so significant that it can always be brought before the soul again — says the following words. By familiarizing himself with how one thinks that the dead etheric mist of the cosmos has given rise to that out of which life and spirit are now developing, and by measuring it against Goethe's world view, he comes to the following saying:

What appears here again within German intellectual life as a feeling born out of a healthy soul life is shown in a true light by spiritual science. For, as one learns to recognize, how the animation of the dead ether through the soul, through the living ether, comes about, then through inner experience one comes away from the possibility that our world building could ever have arisen from a dead etheric. And this riddle of the world takes on a quite different form when we become acquainted with the corresponding riddle of the soul. We now recognize the ether itself in its living form, we recognize how the dead ether must first arise out of the living. So that by going back to the beginning of the world, we must come back to the soul and see in the spiritual-soul the origin of that which is developing today. But while this spiritual-soul substance remains a mere hypothesis, a mere figment of the imagination, in relation to the outer riddles of the world, so long as one does not learn about the whole life and weaving of the etheric through spiritual science in the encounter of the living ether from within with the dead ether from without, it is precisely through spiritual science that the cosmic fog itself becomes a living, spiritual-soul substance.

As you can see, the riddles of the soul also open up a significant perspective for the riddles of the world. I must pause on this perspective today. You can see that a true contemplation of outer and inner life from the point of view of spiritual science leads across the ether into the spiritual-soul realm, both in the soul itself and in the outer world.

On the other hand, there is the attitude of knowledge such as I have described in the case of a man whom I mentioned last time. Today we can at least surmise that from the corporeal as conceived by spiritual science, the bridge leads directly up to the spiritual-soul, in which ethics, morality, and morals are rooted, which originate in the spirit, just as the sensual leads into the spiritual. But in its study of purely external material things, science has arrived at a point of view that denies that ethics is rooted in the spiritual at all. Today, people are still too embarrassed to deny ethics itself, but they say the following about ethics, which is at the end of Jacques Loeb's lecture, which I presented last time with reference to the beginning. There he says, who comes to a brutal denial of ethics through scientific research:

“If our existence is based on the play of blind forces and is only a work of chance, if we ourselves are only chemical mechanisms, how can there be an ethic for us?” The answer to this is that our instincts form the root of our ethics, and that instincts are just as hereditary as the formative components of our body. We eat and drink and reproduce, not because metaphysicians have come to the conclusion that this is desirable, but because we are mechanically induced to do so. We are active because we are mechanically compelled to do so by the processes in our nervous system, and, if people are not economic slaves, the instinct of “successful triggering or successful work determines the direction of their activity. The mother loves her children and takes care of them, not because metaphysicians had the idea that this was beautiful, but because the instinct of brood care, presumably through the two sex chromosomes, is just as firmly determined as the morphological characters of the female body. We enjoy the company of other people because we are forced to do so by hereditary conditions. We fight for justice and truth and are willing to make sacrifices for them because we instinctively want to see our fellow human beings happy. That we have an ethic is due solely to our instincts, which are chemically and hereditarily laid down in us in the same way as the shape of our body."

Moral action leads back to instincts! Instincts lead back to physical-chemical action! The logic is, however, very threadbare. Of course, one can say that one should not wait for the metaphysicians to work out some metaphysical principles before acting ethically, but that is the same as saying: should one wait for the metaphysicians or the physiologists to discover the laws of digestion before digesting? I would therefore recommend to Professor Loeb not to investigate the physiological laws of digestion in the same brutal way as he attacks the metaphysical laws of ethical life. But one can say: one can be an important natural scientist today – but the habits of thought are such that they cut you off, as it were, from all spiritual life, that you no longer have an eye for this spiritual life at all. But this always goes hand in hand with the fact that you can, as it were, prove a defect in thinking, so that you never really have everything that goes into a thought.

One can indeed have strange experiences in this regard. I have already presented such an experience here some time ago; but I would like to present it again because it ties in with the ideas of a very important contemporary natural scientist, who is also one of those whom I attack precisely because I hold him in high esteem in one field. This naturalist has made great contributions in the field of astrophysics and also in certain other fields of natural science. But when he wrote a book summarizing the world view of the present and the development of this world view, he makes a remarkable statement in the preface. He is, so to speak, enchanted by how wonderfully far we have come in being able to interpret everything scientifically, and with a certain arrogance, as is common in such circles, he points to earlier times when this was not the case. Goethe, saying: “Whether one can really say that we live in the best of times is not clear; but that, in terms of scientific knowledge, we live in the best of times for knowledge compared to earlier times, we can refer to Goethe, who says:

It is a great delight
to place oneself in the spirit of the times,
to see how a wise man thought before us,
and how we have then finally come so gloriously far.

With this, a great naturalist of the present day concludes, that is, with a confession that he takes from Goethe. He has only forgotten that it is Wagner who makes this confession and that Faust says to this confession when Wagner has left:

How can the mind not lose all hope,
When it is always stuck with stale evidence,
Digging for treasure with a greedy hand
And happy when it finds earthworms!

This great researcher forgot to reflect on what Goethe actually says the moment he refers to Wagner to express how wonderfully far we have come. One can, I would say, see where thinking leaves off in the pursuit of reality.

And we could cite many more examples if we were to delve a little deeper into contemporary scientific literature. Since I hold the aforementioned natural scientist in high regard, as I have said, it will certainly not be taken amiss if I were to assert the true Goethean attitude in the face of such natural science, which puffs itself up by also claiming to be able to provide information about the spirit. For although we can forgive many a monist for being unable to grasp the spirit due to the weakness of his thinking, it is dangerous when the attitude that appears in Jacques Loeb and in the characterized natural scientist, who characterizes himself as Wagner but believes he is characterizing himself as Goethe, spreads more and more into the widest circles through the belief in authority. And it does. Those who penetrate into what spiritual science can give in terms of attitude may, if they follow the example of the natural scientist, even if it may not seem reverent enough to some, come to the genuine Goethean attitude by taking up Goethe's words, with which I would like to conclude this lecture:

It is a great horror
to put oneself in the shoes of souls like that,
how greedily they touch the material
and rush past the spirit!

Raw Markdown · ← Previous · Next → · ▶ Speed Read

Space: play/pause · ←→: skip · ↑↓: speed · Esc: close
250 wpm