The Essence of Christianity
GA 68a — 18 December 1907, Cologne
36. The Initiation
The word initiation belongs to the field of theosophy. When one speaks of theosophy or spiritual science, one should not have the feeling of dealing with something that has only come into being recently. Theosophy is as old as thinking, the yearning of humanity for something eternal, something lasting, which, as a supersensible element, underlies everything that is transitory. In the course of his existence, man becomes more and more familiar with the things and beings around him, insofar as they make an impression on him, hindering or promoting his volitional impulses. He comes to a more or less clear understanding of these things through the forces that prevail behind them; he cannot get to know that which is hidden behind the visible in this way.
Spiritual science is now based on two solid pillars. They may seem like hypotheses to someone who has not yet penetrated spiritual science, but they are certain facts for someone who is increasingly immersed in it.
The first pillar is the belief that behind everything the mind can perceive as the visible world, there is an invisible world, and the second pillar is that man is able to penetrate into this world of the invisible and hidden. Those people who are completely fascinated by materialistic views will consider such a pursuit as fantastic. The judgment of our contemporaries says that in the childhood stage of humanity, people dreamt of something inexplicable behind appearances; because they could not see, they dreamt of gods, ghosts! But today, through science, man has penetrated into the laws of existence, he stands on the manly stage of his existence and could no longer hold on to such childish views.
It is absolutely true that our admirable science has offered us the opportunity to see everything that transcends the knowledge of the physical plane quite differently from how our ancestors saw it. But if, at the same time, it wants to replace the views of our ancestors about the knowledge of the invisible, if, for example, it presents only the most perfect knowledge of the physical as the ideal of natural science, then it is no longer true for us.
Anyone who, knowing the laws of mechanics, looks at a watch, for example, will be able to say, based on this law: This is how the wheels turn, this is how the entire mechanism of the clock moves. He can explain the clock completely from itself. But can we therefore say that the watchmaker is superfluous? If we should ever be able to explain the world like a clock from itself completely and utterly, that does not make what lies behind the world unnecessary.
Others say that there may well be something transcendental behind the sensual, but that we are limited in our knowledge and that human beings are not capable of penetrating into the knowledge of this transcendental. Therefore, they say, there is no need to concern ourselves with it. All this belongs to the realm of faith or belief, and should remain where it belongs.
Spiritual science, however, says the opposite. It says that it is possible for man to gain knowledge of these worlds, that he can make himself capable of penetrating into the supersensible. Admittedly not with the abilities and means that the naturalistic researcher applies in his research; with those one cannot penetrate into the realm of the supersensible. But there are dormant powers in man that he can develop. When he develops them, something occurs for him that can be compared to the operation of a person born blind. It is a tremendous event for a person born blind when the bleak darkness that has surrounded him until now disappears and the world of light and colors emerges for him out of the darkness. A world that has always been around him and that he could not perceive, he can now perceive. But it is an even more powerful, glorious, and higher event for a person when, through inner awakening, through rebirth, inner spiritual senses are awakened in him. Goethe was well informed in these matters. He says: There are many unrecognized and unacknowledged worlds around us, spiritual worlds, and no man today has the right to deny them because he does not recognize them. That would be just as logical as if the blind wanted to deny the world of colors and light around him because he cannot perceive them.
We can develop the ability to perceive the worlds around us. Goethe points this out when he says: Our eyes were indifferent, as yet non-seeing organs. The moment the elemental powers of light conjured up the eyes, a new world of light and color was there for the human being. The development is endless and goes on and on, and when man develops these non-sensory, these supersensible spiritual senses, then new, unknown, unrecognized worlds open up for him, but they were always around him.
Our contemporaries, however, are not inclined to recognize this. Spiritual science encounters much opposition, it is said that it deals with dreamt, fantastic objects. The spiritual scientist can best see how justified it is that people of the present day make this accusation against spiritual science. But it is necessary today to present this spiritual science to people. Humanity will recognize it, it just needs time.
When we speak about the development of such organs and abilities that lie within the human being and that open up new worlds for the human being, we are dealing with people who could be called “we-people” or “man-people”.
When we pick up newspapers or magazines that deal with these things, they say, “We cannot recognize,” or, “One cannot recognize.” They consider the spiritual scientist to be immodest when he says, “We can recognize.” But what is immodest? To want to decide something that one knows nothing about. It is logical to only talk about and decide something that one knows something about.
The source is already indicated, from where what spiritual science says is taken. It is taken from those worlds that can be entered when man develops his spiritual senses. The ordinary knowledge that man has consists of a series of judgments and so on, which man strings together, and this thread constantly slips out of his hand, constantly leaves him. It also leaves him when he sinks into sleep, when happiness and suffering, joy and pain, everything that surrounds him in his daily life, disappears for him. But no one can say, if he possesses logic, that this sum of joy and suffering, of pain and sorrow, etc., disappears in the evening and reappears in the morning. It survives the state of sleep, and man must ask himself: Where then is man's soul, that which we feel as our inner being, that which enchants and moves us, where are these inner powers while we sleep until the moment when they move back into man and become scouts for the world around us? Where is that which conjures up a world of dreams for us, of light, color, warmth and cold? Where is it during the state of sleep? There knowledge escapes man and it also escapes him when death occurs, when that mysterious hour occurs in which man leaves his physical cover forever. Has then the whole content of the soul gone with those physical organs when man no longer retains any physical organs? There it is again, where knowledge of the senses escapes man. Man can say: there must be something behind it, but the man who lives in the world has no need to know what death's gate closes, what sleep hides, we are here to create, to work in the visible world, what do we care about the invisible? But if man could develop his full activity in the sensual, then that could well apply, then he could say: may there be something after death! But the knowledge of what lies beyond death has the greatest significance for life. For the forces in the invisible continually extend into the world of the senses, and we can make use of them if we gain access to the supersensible world. The person who knows nothing of it will gradually, as he lives estranged, be weak and powerless in the knowledge of the supersensible world even in the sensual world. Every object, every being in our environment is permeated by the supersensible world, and we behave weakly and powerlessly if we know nothing of this supersensory. Take, for example, a piece of iron: it contains supersensible magnetic power. If we know nothing of this power, we can only use this iron halfway. And so, everywhere in the sensible, supersensible forces and entities lie dormant. Knowledge of the supersensible is necessary for the human being; it is not something that merely satisfies curiosity. The human being needs this knowledge for his work and activity in this world.
This supersensible world can be reached by developing the powers and abilities that lie dormant in people. Spiritual science points people to these powers and abilities and shows them how to develop them. Spiritual science is not new; there have always been initiates in humanity, and initiation is nothing more than the development of these supersensible powers in people. However, very few people know that there have always been initiated people who were prepared in initiation or secret schools and were able to use the powers and abilities developed there to have experiences in the supersensible worlds just like ordinary people in the sensual world. Such people were always called initiates.
Only those who had passed exact tests in moral, intellectual and spiritual respects could be admitted to such a school, so that they would be able to use those powerful experiences that open up to man when he has crossed the gates to the higher worlds in the right way for the benefit of his fellow human beings. Therefore man had to pass tests; he could only become a disciple if he passed such tests. Of course, people imagine them differently than they actually lie behind them. A person can become initiated if he is able to cross the great secret threshold that lies between the sensual and the supersensual. Initiation is nothing more than what in everyday life would be an operation for someone born blind, but even greater and more powerful, because the senses that make a person capable of perceiving the spiritual worlds are operated on for the person to be initiated. These senses are present in every human being in the germ, they only need to be developed, and that is what is called initiation.
The elementary knowledge that is imparted in Theosophy is only the foundation for a much, much higher knowledge. Even this elementary knowledge of Theosophy today is already one that could not be imparted to wider circles until recently. For it is not without danger for people when they approach this knowledge, although these dangers are often wrongly assessed and exaggerated. The abilities that lie dormant in every soul are those that must be developed: we call them thinking, feeling and willing. Every soul has these abilities. It is a fact that through the habitual exercise of these faculties, when man develops them in the right way, he becomes able to open up a whole range of worlds.
These three abilities can be trained to penetrate ever higher and further into the spiritual worlds if the person has patience and energy to devote to their training. When the person has risen to a certain level, only then are they ready to become an initiate.
We distinguish preliminary stages and actual initiation. However, there is something else associated with it that justifies keeping this knowledge secret from the general public. It still exists as a secret in the sense that for those who are not yet known, for those who have not yet penetrated, what Theosophy communicates initially seems strangely paradoxical; one must not associate anything magical with it. However, there is something else associated with it that justifies the fact that this knowledge still has to be kept secret from the general public. Even what is communicated gives the impression of being fantastic and strange, so that many consider it immature; the spiritual scientist is well aware of this and it cannot be otherwise. But when a person ascends to the sources that underlie everything here in the world of sense, then the human being's judgment about the world and life is so radically transformed that one can say it must seem completely and utterly paradoxical to the ordinary person, so that he cannot do anything with it.
One must be prepared slowly and gradually to be able to bear the truth, and a large part of the secret training consists of learning to bear the great, all-encompassing truths. Initiation comes to him who is prepared and developed to be able to bear these truths. The time must come when a larger number of people, for their good and further development, must have the opportunity to receive this initiation.
Thus we speak first of a preliminary training. In this training, there must be a development of thinking, feeling and will. The former is easily neglected. There is often a greed to be able to look into the supersensible worlds. But those who are to make such knowledge possible for people must first insist that firm, secure thinking be developed first, a thinking that is free of sensuality. What is sensuality-free thinking? If we recall how much of our thinking is built on sensuality: we see the world around us, we absorb its impressions through our senses. An image remains in the person, a memory remains of it, then we think about it; we calculate, everything that is reminiscences of external impressions in our thinking, if we disregard what has been ignited by the outside world, then so little remains that a philosopher says: “It is impossible for a person to develop a thought that is not fueled by the outside world.” Plato had a strange inscription placed above his Temple of Truth: “No stranger to geometry may enter here.” This is not to be taken literally, but rather to mean that one does not necessarily need to learn geometry in order to penetrate into the supersensible world, nor did Plato mean that with this inscription, but that everyone must think as one must think in geometry if one wants to penetrate into the higher worlds. A child, when it learns 2 x 3 = 6 with beans or on the fingers, learns the truth that 2 x 3 = 6. But it is not necessary for a person to learn thinking based on a number in this way. Using points instead of beans is much more useful. It is necessary to arrive at this truth through inner contemplation and to thus obtain contemplation that is free from the senses. For example, a circle is constructed through thinking that is free from the senses. A circle that I draw on the board is a series of chalk mountains when I look at it under the microscope; it is not a circle, the senses cannot give it, it must be there in the inner vision. One must seek the circle in a vision free of the senses.
There is such a thinking free of sensuality in all fields, even if it is denied by some people, for example, for the living beings around us. This has been proven by Goethe. He says in his “World View”: Just as man can construct a triangle, so he can also construct a plant, he calls this the original plant. The archetypal plant is a spiritual being and Goethe says: With this plant in mind, one can follow all plants in their becoming, growing and flourishing. People do not easily understand what Goethe means by this. Schiller was once with him at a lecture given by the naturalist Batsch. The subject was botany. As they were leaving, Schiller said to Goethe, “It is strange how we look at the world in a fragmented way, with no one pointing out the great unifying bond.” Goethe, who had already developed his morphology at the time, replied that there could be another way of looking at it, and drew his “primordial plant” in front of Schiller. Schiller said that this was just an idea, and Goethe replied to him quite sadly: “But then I have my idea in mind.”
He was clear that this was no mere idea. What he had grasped in the primal plant was not just a thought, but he was clear that the plants were created from the spiritual worlds according to this image of the primal plant. How the plants came into being has been grasped here by the human spirit. This is a living thinking into the world of thinking that is free of the senses. We have within us a source from which the whole material world has sprung, and we can resurrect this source. But we can only do so if we have the strength to let the spirit come forth from us. Man can also shape the evolution of history, the course of human development out of himself.
There have been thinkers of this kind. People thought they were fantasists, for example Hegel in his philosophy of history. That is a purely ideal history of humanity. Not all the details in it are to be represented by me, but the principle applies, this attitude underlies the work. There is a kind of mathematics of history, and those who allow themselves to be fertilized and inspired by it will see that it is possible to speak of inner mathematics in relation to history as well.
But all this is not necessary for today's man; but it was demanded in all secret schools in the first stage a thinking free of sensuality in all fields. Elementary Theosophy gives this. How it speaks about the various members of human nature, we do not see them when it presents the development of man, these are images from spiritual experience. Man must live into them with his whole thinking. This is done so that man learns to detach himself from sensuality with his thinking. Initiation is needed to explore the supersensible worlds, but understanding does not require it; only ordinary human logic is needed. For every simple mind, for the most uneducated, there is access to that which Theosophy gives in terms of sensuality-free thinking.
And we should not undervalue what is given to us in theoretical theosophy. The student who approaches the higher worlds is told: first familiarize yourself with what is communicated by those who know about man, his development, his past and future. You must become thoroughly familiar with it. Why is that? Because only those who have trained their thinking in these areas can be protected from certain dangers of supersensible knowledge. When a person enters these invisible worlds, he experiences feelings that are completely unknown to those who do not experience them. He feels in the depths of his soul as if he were standing on a sheet of ice. The ice melts away on all sides, and he sees that the ice has now melted and there is water under his feet. That is how the person feels, because everything he has known so far, his sensory experiences, prove to be a collection of illusions; they melt like ice that has become water. The person realizes that all the ideas he has known so far through his senses are not the real ones. He feels as if he has no grounding. There is a certain difference, the analogy is flawed, like all analogies. Nothing special is happening in the external world when the person who is being initiated undergoes this, but something tremendous is happening within the person. It is not what we see and hear that changes, but all the ideas we have had about it so far sink into the indefinite. It is as if everything we have previously considered to be truth is no longer truth.
This is heightened by another impression. When a person crosses the threshold of the higher worlds that separates the physical from the supersensible, they perceive something completely new. Things and experiences that they could not have dreamt of before approach them. This cannot be compared to anything that a person perceives in the sensory world. But there is one thing that is the same in both worlds and in all worlds that are accessible to man: it is thinking, the kind of thinking that man acquires when he thinks without sensuality. He needs this thinking up there to distinguish illusions from reality, deception from truth. Here in the physical, wrong thinking is corrected by the things themselves; if someone wanted to turn a machine, an incorrect crank, the machine would not work properly or would stand still. In the higher worlds, however, we are solely the beings who have to give ourselves our firm direction. There we cannot distinguish between illusion and reality, between deception and truth, if we are unable to give ourselves this fixed direction through our trained thinking; if we are incapable of doing so, we cannot find our way in these higher worlds. Our thoughts are what will guide us safely, for they are the same here in the physical and there in the spiritual worlds.
Only when the disciple has overcome this preliminary stage is he ready to cross the threshold that leads to the higher worlds, which he cannot see without the supersensible organs of perception that he has developed. Here too we must describe a field that is quite unknown to many: feelings must be developed by moving from mere thinking, from ideas, to what is called imagination, images. Through this imagination, true feeling is trained so that we can pass through things to their eternal, immortal essence, in the sense that Goethe says: “All that is transitory is but a parable.” We become accustomed to seeing things in this way, as a parable for the eternal, when we become students.
Today, we can hear the magic word “evolution” being bandied about everywhere. People talk about how man, a subordinate being, has risen, has become more and more perfect, and has evolved from a lower being to his present form. They put forward abstract ideas. Those who really want to penetrate the development of the world and of man must learn to transform their concepts into images. Only in this way can he penetrate behind the veil; we must learn this, the teacher makes clear to the pupil what is meant by it, in such a dialogue, which is never held, but which nevertheless belongs to a development of the pupil that lasts for months, sometimes years: 'Look at the plant, it thrusts its roots into the earth, stems rise from the earth, leaves, finally flowers and calyxes. The corolla rises towards the sun, and within it rests the fruit. By stretching its calyx towards the sunbeam, its innermost part is drawn out, so that it can produce new seeds and thus new plants. The plant owes its ripening to the kiss of the sunbeam, so that it can produce something similar. Now compare the human being with the plant, but in such a way that you compare the human being's head with the plant's root. What the plant extends purely and chastely toward the sunbeam, its organ of fertilization, the human being shamefully hides and extends toward the earth. The human being is the transformed plant; he freely extends the head, which represents the root of the plant, out into the cosmos to absorb those forces as the plant also absorbs them when it receives the power from the sunbeam to produce seeds. We thus understand a saying of the great Plato: 'The soul of the world is crucified on the cross of the body of the world'. The soul of the world develops through the living beings; it lives in plants, animals and human beings. These are its bodies, the kingdoms of nature. We find this symbolically indicated in the cross. The three kingdoms are in the downward-pointing beam, the plant with its roots in the earth, the upper beam is man, who freely stretches into the cosmos what is at the plant root, in the middle the animal, the crossbar, which corresponds to the horizontal position of the animal. That is the deepest meaning of the cross in all religions. This was made clear to the disciple. Man has risen from the plant. Look at the plant, why is it allowed to stretch freely towards the sunbeam? The whole substance of the plant is chaste, free from desire, but it has no consciousness through which it can perceive like man. It sleeps like man in the night. Man has bought the consciousness he now has by permeating the pure, chaste plant substance with passion and desire. The plant substance has become flesh in him. In this substantial that has become flesh, man lives in waking consciousness. Now look into the future, when the human being will have transformed himself. He will have purified the impure, desire-filled fleshly substance; human nature will become pure and chaste again. Then the lower organs of desire will have fallen away, he will be equipped with higher organs and a higher consciousness, and he will stretch out his pure, chaste organs of fertilization towards the spiritual sunbeam of the holy love lance. He who can look into the process of world evolution knows: There are organs in the human body that will wither away, that will wither away, and those that will be developed higher and higher, that will bring forth similar things in a pure and chaste manner, equipped with a higher consciousness. This real ideal, which stands before the eyes of the human being as a disciple, as something that will truly reach all of humanity, gives a different concept of development than abstract concepts. When we turn to this real ideal, which is called the Holy Grail, when we survey this development, then we pursue such a development not only with thoughts, not only with the mind, but our feelings are carried away. Shivers run through the one who follows the course of human development in this way, and what we then feel is something that passes like a breath through the soul. Then we develop inner organs in our soul and new worlds appear to us – through such intimate processes of the inner being, the spiritual organs are awakened. As thinking was developed before, so now feeling is developed.
If the student has the energy to go further and further, to experience the world in images within himself, then the world of the spiritual rises, the world of the astral. This is the preparation for crossing the threshold.
Then the will is developed through the so-called occult writing. What is found in the whole of the Apocalypse, in the Gospel of John, such images belong to the occult writing. When we immerse ourselves in it, we educate our will to enter the spiritual worlds. The first seal is one that brings to mind the beginning and end state of our becoming on earth. We are introduced to the state of the earth when the temperature was much higher than on today's earth. Even then, man was connected to the earth; even then, he was united with the earthly body in a different form. This is expressed in the man whose feet are in the metal flow. They consist of liquid metal. Just as other spiritual beings created in fire in the human being at that time, so will be the final state of man. The earth will be fire again, and man will be able to create with the power of fire. This is indicated by the fiery sword that comes out of the mouth. In these images, everything is of profound significance, every sign, every number. Such a seal refers to the deep secrets of existence. When man familiarizes himself with this writing, he penetrates into the spiritual essence behind the phenomena of our existence. In this way, the will of man becomes one with the will of nature; magical powers flow out from man into the cosmos, his will plunges into every being, he feels one with the whole cosmos, he merges into the whole cosmos. He gradually becomes one with the powers of the beings around us. If a person patiently works his way through occult writing, then his will, by penetrating the whole cosmos, becomes not only volitional, but also seeing and, in particular, hearing. Then it becomes truth what Goethe expresses when he speaks of the spiritual worlds, he speaks of the way the will is developed, as just described. Then it is truth:
The sun resounds in the ancient way
In brother spheres of song,
And its prescribed journey
she completes with a thunderclap.
Those who wanted to understand it have sought mystery in these words, but they are borrowed from reality. The spiritual sun resounds for those who have developed the spiritual ear, that is, who have a developed will and have expanded it to include spiritual hearing, which is higher than astral vision. And in the words: “The young day is already born for spiritual ears,” even the expression “spiritual ears” is true. This is not a mythical image; it is truer than one generally assumes.
Today we have been talking about the principle of initiation; tomorrow we want to talk about its so-called dangers.
The awakening of the individual can only be achieved through patient and energetic progress. Step by step, spiritual science reveals the lofty goal that man can achieve. Man should not merely reflect on his inner self, that is mere phrase. He must merge in the universe, in the cosmos, for that contains our ego.
By patiently absorbing the beings around us, we develop our inner selves in such a way that we learn to embrace the whole cosmos with love.
Then we may recognize our higher self. We have arisen in the womb of the world, we must connect with the secrets of the world's womb, we must recognize them. In the harmony between the inner and outer world, in the balance between the life that we feel as our deepest within us and what we recognize as the highest outside of us, we can find bliss, knowledge and peace. Initiation is something that not only reaches into the inner being of the human being, but also reaches far out into the world. Every step you take must be in harmony with the beings that belong to you, except for you. It is not by looking into your inner self, but by breaking away from your selfish ego, that you reach a higher level of being. As a guiding principle, as a motto for each person to be initiated, there are Goethe's words, which express that a person can only create harmony when he frees himself from his own ego. Only then can he find his own center when he aligns the inner and the outer in concepts.
For all power strives onward into the distance
To live and work here and there
But on every side the stream of the world
the stream of the world, and sweeps us along with it. In this inner storm and outer battle, the spirit hears a word that is difficult to understand: From the force that binds all beings, man frees himself who overcomes himself.