Goethe and the Present

GA 68c — 26 January 1905, Berlin

XVI. Goethe's Gospel I

[In these lectures I would like to give a picture of the theosophical world view that is completely free of any dogmatics, by trying to show what is peculiar to our own spiritual life by looking at phenomena of it.]

Those who know how strongly I have resisted anything propagandistic, any kind of propaganda, will also know how strongly I have opposed the view that Theosophy is about importing some alien, oriental world-view into our time, and how I have emphasized that Theosophy must be life; direct, real life. If Theosophy were something that had only come into the world through the Theosophical Society, then one could indeed have very little trust in it. How could it be that humanity would have to wait thousands of years for the new gospel of Theosophy! Rather, it is the renewal of the spiritual current rooted in the human soul that we are dealing with in the Theosophical Society. But what should interest people of the present time most is to see how their favorite geniuses are completely imbued with what is called Theosophy, the theosophical worldview.

Apart from all the rest, there is one great German personality whose work, especially the work of his later life, is completely rooted in this worldview: Goethe. The combination of Goethe and theosophy may initially come as a surprise; but anyone who, like me, has been studying Goethe for more than twenty years, in particular the profound Goethean “Faust” poetry, will become more and more familiar with what I will try to explain today. Over the years, I have come across many explanations of Faust, many Faust researchers, and many attempts to penetrate the marvel of this Faustian poetry. What I will present to you has come to me alone, in the most unforced way, all by itself. In the first of the two lectures I will speak about Goethe's gospel, proceeding from Goethe's “Faust” poetry, and in the next lecture I will give some views of Goethe from this point of view. We will then try, after I have inserted a lecture on the basic concepts of theosophy, to grasp Goethe where he reveals himself to us most profoundly and is least understood: in his fairy tale of the green snake and the beautiful lily, which one only has to understand to get a deep insight into the wisdom of the world on the one hand and into the innermost nature, into the innermost soul of Goethe on the other. In a casual way, these Goethe lectures can be followed by reflections on the great initiates of all times and on Ibsen. I will then try to insert a lecture on the significance of Siegfried, Parzival and Lohengrin.

Goethe was a theosophist by nature, by the innermost meaning of his life. Above all, he was a theosophist because he never accepted any limits to his understanding, any limits to his knowledge and work, but was deeply imbued with the idea that there is no human point of view from which we cannot advance to a higher one, from which the world reveals itself not only in a broader context but also in a more meaningful way. Goethe's entire makeup was determined by the world view we are discussing here. His world view assumed that man stands in a deeply related relationship to the rest of the world and that this rest of the world is not merely material, not merely outwardly physical, but equally spiritual, that a divine, creative, active spirit expresses itself in the whole world. This, one could say, is pantheism. But pantheism assumes that an indeterminate divine essence spreads throughout the world and also animates man. The theosophical world view, however, assumes that it is not an indeterminate, incomprehensible essence, but a spiritual essence to which we can ascend more and more, and that we can enter into a relationship with this spiritual essence; [ascend to a living relationship with the great God].

Goethe was suited to this kind of relationship by his very nature. Even as a seven-year-old boy, he sought out the god. He built an altar with plants and stones and incense on top, took a burning glass, and when the first rays of the rising sun shone in through the window, he collected the sunbeams so that they ignited the incense. Thus this compilation was an altar for him, on which he performed a service to nature, a service to the gods. [He wanted to ignite a sacrificial service from the fire of nature], so innate was this world view for him. When he then got to know more and more about the world itself in Leipzig and delved into the individual sciences, an insight came to him that is entirely theosophical. He tells us about it in “Poetry and Truth”. He says: “When we survey the various religions and philosophies of the world, we find something in common everywhere, a common core of truth. Wherever religion, philosophy, or worldview has emerged, whether in mythical-allegorical or philosophical form, everywhere man seeks to find the connection between his lower self and the deepest part of his soul, which is called the divine and through which he can gain a connection with the divine itself. Thus the wise of all times have shown the pendulum swing between the lower and the higher self, and we see how this is expressed in fairy tales, myths and legends; it can be found everywhere.

When Goethe himself passed the threshold of death after his studies in Leipzig and had returned to Frankfurt, he devoted himself to mystical studies. You can read in “Poetry and Truth” what kind of impact Goethe had from that time, and what emerged in him when he had become thoroughly familiar with natural science during his time in Strasbourg. This is expressed in no better way than in the fact that he decided to express the whole human urge for wisdom and for oneness with the divine nature in a great poem, the “Faust” poem. In doing so, he draws on the world of legends through which the late Middle Ages suggested the contrast between the old and the new era.

Faust is the kind of person who wants to free themselves from all tradition, from the basic ideas of the Middle Ages, and to penetrate from their own breast to a higher knowledge. Goethe did not let Faust perish, as the sixteenth century still did, but rather he redeemed him through the power of his own striving soul. In doing so, he placed the entire problem on a new footing, so that even today we must feel every word of this poem as an expression of our own thoughts and feelings. I will discuss some of the details in the following lectures. For now, I must lead you directly into what this is about.

First of all, after Goethe had presented Faust as a striving human being in his youth and brought his “Faust” poetry with him to Weimar, and had risen to a purer knowledge and worldview, he placed his “Faust” on a new foundation in the 1890s. At the beginning of Faust we find the Prologue in Heaven. Here Goethe wants to show us what his Faust epic is about. He wants to tell us nothing other than this: human destiny is not determined only in this physical world, it is determined in higher, spiritual worlds. If you remember my lectures this winter, I said at the time: the physical world that surrounds us is not the only world; there are higher worlds, the world of the soul or the astral world and what we call the devachanic world, the spiritual world, heaven. That which undergoes a struggle in the outer world is not only significant for the outer world, but is a reflection of forces from the supersensible worlds. When we penetrate into the soul world, we enter into a world of colorful existence. The astral world can be perceived by those whose spiritual senses are open as a world glowing with colors, of a beauty and sublimity, but also of a dreadfulness and cruelty that are never found in our physical world. The devachanic world can be described as a sounding one. The Pythagorean music of the spheres can truly be heard by those whose spiritual ears are open; it is not merely an allegory, but a reality.

It is therefore extremely interesting that Goethe, quite appropriately, I would say using a technical term of the mystic or theosophist, describes this world of Devachan in his “Prologue in Heaven”. The planets and the sun are endowed with souls. Goethe speaks appropriately in the sense of mysticism; so he must also express that he finds that sound in this world. And so he really does begin this “Prologue in Heaven”:

The sun resounds in the ancient way
In brother spheres of competitive song,
And its prescribed journey
It completes with a thunderclap.

The sun does not sound in the physical sense, and anyone who says that it is only an image is saying a superficiality. You can see where Faust, having gone through the purification, is to be raised to Devachan, how precisely Goethe speaks of this devachanic world:

For spiritual ears the new day is already born

Here Goethe speaks of spiritual ears, of the sounds of the spiritual world. We describe it not in the form of poetic images, but in the language of theosophical science. In the “Prologue in Heaven,” almost every word can be interpreted in a way that is consistent with our worldview. In this, we see an important principle of human existence. You all know about the law of karma. You know that when a person passes through the gate of death, they take with them the experiences they have had in this world, and that they then take the fruits of this world with them in such a way that they extract, so to speak, something eternal from this earthly world. Because his thoughts are a reflection of the spiritual world, he can take the fruits with him into the spiritual world. It is entirely in keeping with the law of karma when God calls out to the angels:

And what floats in fluctuating appearance
Attach it with lasting thoughts.

Of course, anyone who wants to can say that these are poetic images. But anyone who, like Goethe, not only dealt with mysticism practically for decades before writing these things, but also became thoroughly acquainted with medieval mysticism, knows that Goethe drew these things from mystical thinking and perception. We know that the theosophical worldview traces its basis back to the great sages, to higher spiritual individuals who have already reached the level that the average person will only rise to in the future. These great sages are the great teachers of humanity. It has been criticized that Theosophy speaks of such unknown sages. Goethe also speaks of such unknown sages when Faust, imbued with the vanity of knowledge in the first monologue, wants to grasp the source of life and has already glimpsed a reflection of divine life.

Only now do I recognize what the wise man says:
'The spiritual world is not closed;
Your mind is closed, your heart is dead!
Rise up, disciple, and bathe unflinchingly
The earthly breast in the dawn!'

This is an expression that occurs in the mystics of all times. Jakob Böhme called the work with which he began his mystical career “Aurora”. Goethe puts “dawn” in quotation marks. He expresses something that he knew from his practical mysticism as an inner experience, not a general phrase, a general saying; he speaks entirely in the technical mystical sense.

If we take a look at Faust, what do we see in the first part? You know that we distinguish between a lower self, the self that experiences the world through the doors of the senses and, purified through many paths, finally ascends to the higher self. If you read through the first part, you will find a description of the struggle of the lower self of man with the surrounding world. Faust must first pass this struggle before he can come to the truly mystical realization within himself. From the very beginning, he strives for this realization. And again, we are faced with some sentences that only those familiar with the theosophical worldview can understand. When Faust recognizes his connection with the higher self, he turns to the earth spirit. This is a masterpiece of the description of the soul's life; [the astral body of the earth, spiritually wrought and woven from the fruits of the immortal soul's garment].

In the flood of life, in the storm of action
I surge and surge, weaving to and fro! Birth and grave, an eternal sea, a changing weaving, a glowing life, so I create at the whirring loom of time and weave the living garment of the Godhead.

This description, especially the last line, is very meaningful for every mystic. It expresses how the soul, from the earlier experiences of this self, works and weaves a form that remains eternal.

Faust must turn away like a timid, twisted worm. He is not yet mature enough to penetrate to the sources of life. He must guide his self through the world by the hand of the tempter Mephistopheles. Goethe gives this a form in the sense of ancient Hebrew mysticism. “Mephis” means “corrupter”, and “Tophel” means “liar”. These are the forces and entities that are always present in the world as obstacles. While man strives forward, they hold him back, and in the moral world they become the tempters. The tempter is Mephistopheles. He leads Faust through the regions of the lower self, through all kinds of experiences of our lower self.

We see how Faust is unsatisfied by the science of the mind. The highest learning can be no more than an occupation with the sensory world. He is then led through passion and so on to purification. Faust now wants to approach the spirit from whom he had to turn away. He encounters this spirit again in the scene “Forest and Cave”. He can now address the spirit in such a way that he can express a fundamental belief, as you can find it in any theosophical book. It appeals to him that this spirit can show him that in all beings we find our brothers, as we are connected to all, and that when we find our kinship with all brothers, we find our own divine self. In a beautiful way, Goethe describes in images the ascent of man in his knowledge.

Sublime Spirit, thou gavest me, gavest me everything,
why I asked. Thou didst not in vain
turn thy face to me in the fire.
Gavest me the glorious nature for my kingdom,
the strength to feel and enjoy it. You do not allow cold, astonished visitors, you grant me the privilege of looking into their deep chests, as into the bosom of a friend. You lead the line of the living before me, and teach me to know my brothers in the silent bush, in air and water.

It is wonderful that Goethe led his Faust to this confession of looking into one's own self. After going through a series of temptations, Faust, who in his lower self sees the transience of life, gains insight into the possibility of truly recognizing the higher self.

Faust, after having been deeply crushed by the misfortunes of life, is now to be led up to higher levels. Before that, he only experienced what can be experienced by the lower egoism. Now he works at the imperial court for the lower self of others. In the midst of this work, in the midst of the transience of the world, Faust is brought to an immediate mystical point of view. Goethe himself rejected the view that the second part of “Faust” is anything other than the purest expression of truly mystical soul life. He was asked by a friend whether he wanted to end his “Faust” as he wrote in the first part:

A good man in his dark urges
Is well aware of the right path.

Oh no, replied Goethe, Faust ends in old age, and in old age one becomes a mystic. But that would be enlightenment. Once Goethe had attained a worldview that allowed a free view into the spiritual world, he could no longer let Faust end in the sense of the Enlightenment. So in 1827, he said to Eckermann about the second part of Faust: I have conceived Faust in such a way that the images are also interesting, dramatic for the mind. Everyone can take pleasure in the images. But for the initiate, there is something quite different in my “Faust”. You will see that many a riddle is hidden in it. Although Goethe did not include anything inscrutable in the second part of “Faust”, there is something that cannot be found for the superficial mind.

At court, the emperor demands that Paris and Helen appear before everyone. We are confronted with a problem that takes us beyond the physical world. Goethe captures it in its deepest sense. Faust must descend to the “mothers”. The scholars have interpreted many things into it. For those who are endowed with mystical knowledge, it is clear what is meant here. In all mysticism, the highest soul of the world has always been described as something feminine. This is quite appropriate, because what man calls knowledge, higher life, arises in his soul when he allows himself to be fertilized by the forces that work in the universe. Knowledge is a fertilization process; that is why all mysticism has sought the eternal in the feminine, in the “mothers”. The theosophical world view sees the highest that the human soul can achieve in the higher, upper trinity, in Sanskrit: Manas, Budhi, Atman; spirit self, life spirit and actual spirit of man. This higher trinity must be developed in man if he is to come to true self-knowledge. But then he attains the connection with the eternal sources of existence. Goethe indicates that this is a trinity by having the tripod set up among the mothers, with fire flowing out of it. Mysticism knows this fire as the primal matter. Faust can use it to bring up the spiritual essence of Paris and Helen. The spiritual essence is not above or below, which is why Mephistopheles says:

Sink then! I could also say: rise!

This shows how that which is eternal, brought up by Paris and Helena, is brought up from the soul-spiritual world.

But in order for man to rise to this pure spiritual level, it is crucial that he is so far purified that the desires of the body, the lower qualities of the soul and the instincts are purified, that man no longer craves this highest spiritual, but that he relates to this highest in a selfless way. When Faust brings it up, he demands it passionately, and that causes an explosion. Faust still needs to be purified and cleansed. He must learn the secret of how human nature is structured, how the three members of body, soul and spirit work together to form a whole. Established psychology only recognizes body and soul. It is a science that has stopped at two-thirds of the human being because it does not recognize the threefold nature of the human being. School psychology may feel very learned, but to anyone who sees through things, it is the most amateurish thing imaginable. Faust is meant to recognize how body, soul and spirit connect, this deep secret of human nature. At this point, we can eavesdrop on Goethe at his most profound, as he has become a complete mystic, as he has immersed himself in the knowledge that is also found in our theosophical textbooks.

First, Faust is to get to know the soul. This is presented to us in a peculiar but appropriate way, by leading Faust back to the laboratory where he was before and where the homunculus is now being created. This homunculus is nothing other than an image of the human soul. And it is wonderfully understandable every word, if you touch the homunculus as a soul without a body, as a soul that has not yet incarnated. The homunculus

does not lack spiritual qualities,
But it is all too lacking in the tangible and practical.

When the soul is free of the body, when it appears without the covers of physicality, then it is clairvoyant, not dependent on seeing through the senses. It sees into the innermost part of human nature. It does not just perceive what has an external color, sounds in external tones, but it perceives the impulses, the most intimate thoughts of the person. This is something that can be perceived clairvoyantly, the extra-physical world. Goethe lets the homunculus be clairvoyant. The entire dream of Faust is described by the homunculus, who sees into the depths of the human soul. We can go through the entire second part of “Faust” in this way: the soul is expressed in the homunculus.

The third part of the human being, the body, is that which has developed from the most imperfect to the most perfect, not only in the sense of natural science, but also in the sense of mysticism. But mysticism does not just look at how the physical has developed from the most imperfect to the most perfect, as modern science does. Mysticism also shows how the physical has developed through the mineral kingdom, the plant kingdom, the animal kingdom, and finally to the human being. The body has developed along this path until it has become capable of connecting with the soul. In the second part of Faust, Goethe presents this gradual development of the physical body in magnificent images. He has the homunculus Mephisto and Faust led to the fields of the 'Classical Walpurgis Night'. There he is brought together with Proteus, who guides the transformation of the physical form, and with the wise men Thales and Anaxagoras, who know how the physical transformations take place. It is shown how this homunculus, as a soul, can acquire a body by living through all the kingdoms of nature. It must begin at the bottom, with the mineral kingdom, and then slowly move on to the higher realms. Goethe describes in a wonderful way how this embodiment rises from the mineral kingdom to the plant kingdom. Goethe coined an expression to describe this so wonderfully vividly:

It grunet so

• the plant structure!

Only at a certain stage of development, what is called sex life, that this connects with all the formative forces that were present earlier. Goethe expresses this by letting Eros connect with the homunculus struggling for design at this stage. This is how Goethe described how the soul is structured until it is ready to receive the spirit. We have reached the end of the second act of the second part of Faust. Faust has learned the secret of how the three parts of human nature are connected: the immortal, the eternal, which is in the realm of the “mothers”, the soul and the body. This is how a person can incarnate. This is how that which also lived physically in the external world and belonged to times long past, Helen, can also incarnate again. We meet her again at the beginning of the third act. She has incarnated, Helen is standing before Faust in the flesh. Thus Faust has passed through mystical knowledge, he has experienced the secret of becoming human.

I have said that in every mysticism the soul in man is presented as something feminine. Then the struggle for the higher, the striving for the higher is expressed precisely in Faust's striving for Helena. Faust unites with Helena. This is initially the symbolic expression of an inner experience. Faust seeks the higher, and there the spiritual is born. Poetry expresses this symbolically through the union of the soul's masculine and feminine, whereby higher spiritual knowledge is begotten: Euphorion. Euphorion represents how the spirit in human nature comes to life in mystical moments. The mystic knows these moments. But there is one thing he still has to learn: At first, what he experiences is only a fleeting moment, only a celebratory moment in life, a moment of mystical insight; then he must return to his profession, to his everyday studies. These mystical insights are celebratory moments; but celebratory moments die quickly: Euphorion dies quickly. What follows is drawn deeply from mystical consciousness. Euphorion, after he has disappeared again into the spiritual realm, calls out to his mother Helena:

Do not leave me alone in the dark realm,
mother!

This is a voice that everyone who has experienced mystical moments has heard at some point. The spiritual always calls to the soul, the “mother”: “Do not leave me alone, seek me!” Here theory cannot speak, only direct experience can speak, in order to recognize the full depth of what is at stake here. The mystical moments of celebration are represented by Euphorion. Faust's serene worldview, in comparison with what has happened at the imperial court, now comes to light. Faust is now to be led to experience not only individual moments of celebration of mystical contemplation, for that is still an imperfect state. The perfect mystic works from the spiritual world; he works selflessly, like a messenger of the deity, as if the deity itself were creating. This is how it is with Faust when he has reached higher levels.

But Faust is not yet so far that he is above all the temptations that the lower self suffers. Nothing must speak to the mystic's senses anymore; the senses must become a gateway for the spiritual. Once again, for the last time, Faust succumbs to temptation. Something disturbs his eye, so he has the hut of Philemon and Baucis removed. That was the last external temptation; henceforth he can no longer be tempted by his senses.

But there is still something in man that appeals to his lower self, that is the memory that still clings to his lower self, that repeatedly pulls him down into this lower world. This is symbolized by the fact that worry approaches Faust. But this trial also comes from him. Faust goes blind. Now it is suggested that, by going blind, Faust becomes a seer: a bright light shines within, while it becomes dark and gloomy on the outside. He has become a mystic in the most beautiful sense, he has become a clairvoyant, he sees into the spiritual world.

Faust has gone through a struggle through the stages of the lower and higher self to the depths of the mystical worldview. This struggle between the lower and higher is a struggle between good and evil. Now, in a spirited riddle in the second part of the first act, Goethe has just hinted at how good and evil work together to allow the human fighter to pass through the middle for purification. Commentators have tried in vain to explain this line.

What is both dreaded and always welcome?
What is longed for and always chased away?
What is constantly defended?
What is harshly scolded and accused?
Whom may you not summon here?
Whom does everyone like to hear named?
What approaches your throne's steps?
What has banished itself away?

You will hardly find a solution to these riddle words in Faust commentaries. But for those who know the deeper meaning of “Faust”, they will be resolved naturally. We can go through line by line and need only say “evil” for the first line and “good” for the second, and we have the complete solution to the riddle. This is how Goethe describes the battle between good and evil in man, and he has Faust become a mystic.

Goethe can only hint at the last stages of development, and he uses mystical symbolism. Every line is deeply significant for the mystical path, the mystical stages that the mystic goes through in practical development. And then, at the end, Goethe indicates to us that this is what he really meant in the second part of “Faust”. He stood there alone when he came to this mystical realization.

If you read “Faust” in your youth, you will find a lot, later you will find more and more and even later still more. Today, I too have been able to describe only a glimpse of what is in “Faust”. The second part of “Faust” is something quite different from what was intended in the first part. The old Goethe is only understood if you take it so deeply. He knew that there were many people around him who would defend the young Goethe against the old one. In a moment of resentment, he spoke out about those who only want to accept the earlier works and what is otherwise easy to understand, saying, “Goethe has grown old.” To them he cries:

They praise Faust
And what else
In my works roars
In their favor.
The old Mick and Mack
That is very happy;
It means the pack of ragamuffins,
One would not be more!

Goethe knew that “he still was it,” also knew that he could not be understood.

In the second part of “Faust”, Goethe has hidden many secrets for the initiate who wants to hear them. And then, to suggest that he wants “Faust” to be understood in a mystical sense, he has closed the second part with the “Chorus mysticus”. There he shows us how he sees nothing in the ephemeral but a parable for the imperishable, for the eternal. That is the view of mysticism or theosophy, that what is present in the senses is only a parable for the imperishable. That which man can never attain in the sensual world, that which he strives for in the sensual world, to recognize the real meaning of life, this “inadequate” becomes an “experience” in the higher world through practical mysticism; and what cannot be described can be experienced. Then the spiritual powers slumbering in man are awakened; he not only perceives with his senses, but is led up into the higher worlds. That which is “indescribable” for the sensual world is done, now in the higher worlds. And that which the mystics of all times have called the 'feminine', the highest, that to which the lower strives, that which Goethe sought in the 'mothers', in the 'feminine', the 'eternally feminine', the highest in the human soul, that draws man upwards. This is the fundamental confession of Goethe, the mystic, which he has expressed here and which shines back on all that he has mysteriously incorporated into his “Faust”:

All that is
transient is but a parable;
The inadequate
Here it becomes an event;
The indescribable
Here it is done;
The eternal feminine
Draws us on.