Goethe and the Present

GA 68c — 28 November 1906, Düsseldorf

XX. Esotericism in Goethe's Works

My dear friends!

On January 29, 1827, Goethe said to his friend Eckermann about the then already advanced second part of “Faust”:

But everything is sensual and, when presented on the stage, will catch everyone's eye. And that is all I wanted. If only the crowd of spectators take pleasure in the appearance; at the same time, the initiated will not miss the higher meaning, as is the case with The Magic Flute and other things.

In this way, Goethe expressed that he himself allows a deeper meaning to be recognized in his works. It is well known that explanations of Goethe's deeper worldview are met with the objection: You yourselves put all sorts of things into the works that Goethe did not mean at all. This objection could easily be refuted. Only someone who does not want to apply all the powers of their soul to get behind the meaning of the poem can say this. We will counter all these objections with what Goethe said in his conversation with Eckermann. Goethe appears to us as one of those artistic figures who did not allow themselves to be inspired by the arbitrariness of fantasy or the randomness of external experience, but rather strove to recognize and explore the great riddles of existence. Goethe was a serious and profound seeker. The direction of his quest can be seen in his very earliest childhood disposition. Nowhere can such a direction confront us as powerfully as in what Goethe told us about the time when he was seven years old. He takes the best minerals and rocks from his father's collection of natural objects and arranges them in a regular form on a music stand. This is the altar on which he wants to offer sacrifices to the god of nature. At the top he places incense cones, which he ignites with the help of a burning glass through the collected rays of the rising morning sun. For him, natural products are the expression of the primal divine forces of nature. Through the rays of the morning sun that he had captured, he had kindled a natural fire, a sacred fire through the essence of the divine forces of nature itself. With this, he wanted to make an offering to the god of nature; in this way, he wanted to come closer to the great god of nature. In this childlike way, Goethe's entire spiritual relationship to the cosmos is expressed. On higher levels, we see young Goethe's confession again in his prose hymn “Nature”, when he was already working in Weimar:

Nature! We are surrounded and embraced by her – unable to step out of her, and unable to get deeper into her. Uninvited and unwarned, she takes us into the cycle of her dance and carries on with us until we are tired and fall out of her arms.

Then he addresses all the beings of nature, how they are revelations of the spirit that is present in nature. Finally, he says:

She has brought me in, she will also lead me out. I trust her. She may do with me as she pleases. She will not hate her work. I did not speak of her. No, what is true and what is false, she has spoken everything. All is her fault and all is her merit.

And before that it says:

With a few draughts from the cup of love, she indemnifies for a life full of toil.

After his student days in Leipzig, Goethe had an important inner experience: on his sickbed, he learned to feel the seriousness of life. In Frankfurt, he then undertook all kinds of strange studies with friends and delved into many mystical and alchemical works. He met people who were involved in mysticism and who sought the God, the Christ, within themselves. Then in Strasbourg he met the other great mind, Herder, by whose side he gained a keen eye for nature, which was then expressed in his scientific studies and writings. When Goethe had moved to Weimar, we often find him in Jena, like a student, listening to the lectures of Loder and other scholars in order to get closer to the divine power in nature. He always sees a manifestation of the spirit in everything that presents itself materially. While he was still in Strasbourg, he came across a book by a materialistic French encyclopedist. It made a great impression on him. He says about it in “Poetry and Truth”:

But how hollow and empty we felt in this dreary atheistic half-night [...] Matter was supposed to have existed from eternity, and moved from eternity, and now, with this movement, right and left and in all directions, it was supposed to produce the infinite phenomena of existence without further ado.

Then he continues:

But he knew as little about nature as we do: for having nailed up a few general concepts, he immediately leaves them behind in order to transform that which appears in nature as higher than nature, or as higher nature, into material, heavy, and indeed moving, but directionless and formless nature, and thereby believes he has gained a great deal.

This is a critique that Goethe could also make of today's materialistic science. Those who immerse themselves in Goethe will soon notice that when he talks about nature, he speaks from great depths, from the spirit that we call the theosophical worldview. It was in the fourteenth century when this was already being cultivated in the Rosicrucian current. Nothing reliable about it has been reported by outsiders. Only the initiates knew what really mattered.

There is a poem by Goethe, “The Mysteries”, where a personality comes to a kind of monastery and meets a gathering of enlightened personalities, twelve in number. A thirteenth is with them, who is about to die. His twelve brothers speak of him in the most beautiful, appreciative terms. Some traits of this great man, who stands as the knower of the world, are then told. It is said that as a boy he had already killed the adder, which signifies the overcoming of the lower nature. Then, after many meaningful words, the lines follow:

From the power that binds all beings,
The man who overcomes himself is freed.

One who has overcome himself is presented in this poem “The Secrets” by Goethe. The whole situation in which the brother, to whom this greatness is being told, is led into, appears to the knowledgeable as the Grail or Parzifal situation. Goethe could not complete the poem, the material was too great. He once gave a student an explanation of it. He hinted at a league of enlightened people who had joined together in a brotherhood. Each of them represents one of the great religious systems of the world. The great emissaries of these are united in a brotherhood, where there must be one of the leaders who sees the unity, the core of wisdom, in the religions. What Goethe says here could be made the principle of the theosophical movement. Goethe points here to what every initiate knows, that there is a secret union. Goethe lets the newcomer see the mysterious symbol at the gate: the cross with the roses entwined. Goethe wanted to point out that there is such a mystery within the modern world, as there have been such initiates in all times.

Goethe then sought God further as an artist during his Italian journey. He sought God in the universe, in all his creations that breathe the divine greatness; he also sought him in the creations of men, in art, which was a continuation of nature for him. He wrote on September 6, 1787 in the diary of his Italian journey:

These great works of art, which are also the greatest works of nature, have been created by man according to true and natural laws. All that is arbitrary and imagined collapses; there is necessity, there is God.

Of Greek art, Goethe says:

I have a suspicion that they proceeded according to the very laws by which nature proceeds and which I am on the trail of.

He expresses the connection between man and nature beautifully in his book about Winckelmann:

When the healthy nature of man works as a whole, when he feels himself in the world as a great, beautiful, dignified and valuable whole, when harmonious comfort gives him pure, free delight – then the universe, if it could feel itself, would exult as if it had reached its goal and would admire the summit of its own becoming and being. For what is the purpose of all the effort of suns and planets and moons, of stars and milky ways, of comets and nebulae, of worlds that have come into being and are still in the process of becoming, if not ultimately for a happy human being to unconsciously enjoy his existence?

That which lives in man, in the depths of man, as a spiritual-mental entity, that is Nature herself, and for man she becomes conscious in the soul of man. It was this intuitive perception that guided Goethe when he attempted to shape the legend of Faust in a new form. This legend expressed what a number of people felt at that time. In the medieval Faust, we see a man who wants to recognize the divine in nature itself. In the Middle Ages, the search for the divine in nature was seen as apostasy. The divine was only to be found in the religious record of the Bible. On the other side was the legend of Faust, who seeks the divine in nature and makes a pact with the devil. On the other side was Luther, who, as the legend goes, threw the devil's inkwell at his head. Faust falls prey to the devil; he became a worldly man and a physician who wants to recognize the great God in nature. In the Middle Ages, such people were called “sons of the devil”. Goethe brings something new to the Faust idea; his guiding principle is:

Whoever strives, we can redeem.

A striving person who seeks the sources of nature, who seeks the spirit of nature, must reach the goal. Goethe is serious about the interpretation. Where man not only seeks something soulful and spiritual in himself, but where he rises to the realization that everything around us is ensouled, there he is on the right path. When we look at the human being, we have to say that our finger, for example, is only conceivable as a limb of our entire organism. Man lives under the illusion of personal self because man devotes himself to the idea that he is independent and self-sufficient, and not a member of the whole earth organism. But if man were to be lifted several miles above the earth, he would no longer be able to live; he would have to [suffer a miserable death by] suffocation and wither away like the finger of my hand if it were to be cut off. Goethe recognizes the earth organism. There is a deep recognition in his desire to let Faust penetrate to the sources of life and to characterize the spirit of the earth with the words:

In the flood of life, in the storm of action
I surge up and down,
weaving back and forth!
Birth and grave,
an eternal sea,
a changing weaving,
a glowing life,
so I create at the whirring loom of time
and weave the living garment of the Godhead.

How Goethe has placed himself in the spirit of the cosmos, how he feels and senses the spirit in the cosmos, and how he also lives in the human heart, is shown when he has Faust speak with the same Earth Spirit elsewhere. There we recognize that Goethe sees the same work in every tree, every plant, as in man:

Exalted Spirit, thou hast given me, given me everything
I asked for. Thou didst not turn thy face to me in fire in vain.
Thou gavest me the glorious kingdom of nature
and the power to feel and enjoy it. Thou dost not
allow only cold, astonished visitors,
granting me to look into her deep chest,
as into the bosom of a friend.
You lead the line of the living
past me, and teach me my brothers
in the silent bush, in air and water.
And when the storm roars and creaks in the forest,
the giant spruce toppling, crushing neighboring branches
And neighboring trunks squashing down,
And her fall dull hollow the hill thunders,
Then you lead me to the safe cave, show
Then myself, and my own chest
Secret deep wonders open up.

We will find the theosophical ideas in Goethe again, without compulsion.

There is talk of Pythagorean music of the spheres. At higher levels of human development, there are experiences that are similar to those of a person born blind who undergoes a successful operation and suddenly gains sight – only much more magnificent and powerful. Such a spiritual operation does exist. In it, we learn about things and beings that are all around us in the world. The world of the spirit, of which Fichte spoke to his audience in 1813, then opens up for us. He says: “A new sense is needed for this.” When one speaks of these worlds to people, it often happens to those who speak as it happens to a seeing person among a group of blind people, to whom he speaks of color, shine and light. Everything that is said theosophically about this spiritual world is spoken entirely in the spirit of Fichte. The theosophist does not speak of a beyond. How many worlds we perceive around us depends on how many organs we have for perceiving these worlds. As many dormant abilities as are awakened in us open up as many new worlds for us. For the human being of today, there is initially a level of consciousness through which he perceives sensual and externally perceptible things. Then there is another level of consciousness for those who have attained the ability of higher vision. A new world of color, splendor and light opens up before their mind's eye. This world is called the astral world. An even higher world can be perceived when one attains continuity of consciousness, where the manifestations of a higher world manifest themselves in a way called sounds. The devachanic world is a sounding world. This world is then taken over into everyday consciousness so that one can also perceive it when walking among everyday things, among tables and chairs. The theosophical worldview speaks of a world of the soul, the astral world, and of a devachanic world, the world of the spirit, which can be perceived by those whose spiritual eyes and ears are open. Where Goethe has Faust placed between the forces of good and evil, he lets the words resound:

The sun resounds in the ancient way
In the spheres of the brothers' song,
And its prescribed journey
It completes with a thunderclap.

When most people say that this is a poetic image, they misunderstand the poet if they think he is making up a phrase. A true poet does not do that. The physical sun does not resound. But if we look at the sun as the expression of a spiritual organism, then we can speak of the sun resounding. In the second part of Faust, Goethe lets him encounter a similar situation. It says:

Hark! Listen to the storm of the hours!
For spiritual ears,
The new day is already being born.
Rock gates creak and rattle,
Phoebus' wheels roll and clatter,
What a roar is brought by the light!
It drums and trumpets, eye blinks and ear is amazed,
unheard-of things are not heard.

These are the depths of wisdom from which Goethe draws. Those who do not know that Goethe sought to draw from the sources of esoteric wisdom do not understand Goethe well. He himself said that the deep meaning of his poetry would not remain hidden.

The second part of “Faust” has always been a big problem for people, also the fact that Mephistopheles, the representative of evil forces, is associated with Faust. Goethe researchers have also written an infinite amount about Mephistopheles. The word is composed of “Mephis” – is equal to Verderber – and “Tophel” – is equal to liar. At the same time, this leads us to the fact that Goethe was able to draw from sources where exactly this meaning of Mephistopheles could be found. We get to know the esoteric Goethe from the second part of “Faust”. People have thought a great deal about the homunculus. Some interpreters of Faust suggest that the homunculus represents humanistic research. Faust scholars can also be seen grappling with the question of what the “mothers” represent.

Occult teachings have always distinguished between the physical, mental and spiritual nature of the human being. Even today's materialistic science regards the physical nature. The soul world belongs to what we have characterized as the astral. The spirit belongs to the devachanic world. As in all mysticism, for Goethe the physical body is the transient one. The soul is that which forms the connection between what is transient in time and the spiritual eternal. For Goethe, the human being is also composed of three parts: body, soul and spirit. For the one who thus considers the structure of human nature, what happens to him when a person enters this world? He comes from the eternal sphere of Devachan. The source of spiritual existence is spoken of as the “Mothers”. The threefold source of the human being is with the Mothers. The eternal corresponds to the spirit. The soul also has an eternal archetype. In Theosophy, this is referred to by the Sanskrit words: Atma, Budhi, Manas. This is referred to as the divine trinity, which is with the mothers, of which man is a threefold image. Goethe wants to depict this, the way in which the threefold nature of man is composed of spirit, soul and body. A long-dead person is to stand before Faust: Helen. The example of Helen is to be used to illustrate the development of humanity. The re-emergence of the spirit in a new form is to be shown there. The three parts of the human being are to come together again.

Goethe depicts the soul itself through the homunculus, which is the astral body of the human being; it longs to be embodied. The spirit must join it; it is with the mothers. Now Goethe actually describes the journey to the mothers in a very appropriate way. Mephisto says to him as Faust enters the realm of the mothers:

Sink away! I could also say: rise!

There is no difference between up and down in Devachan. Then he shows him the tripod, which shows him the way to the mothers, the threefold nature of man. Faust succeeds in bringing up the ghost of the deceased Helena. Faust is not yet ready to fully understand this. When he wants to embrace Helena passionately, an explosion follows.

Homunculus is created; this is precisely the human astral body. This astral body is to receive a physical body. Goethe has him guided down to the ancient Greek philosophers. He wants to have the “thoroughly practical” for the astral soul. Now he is to learn from the Greek philosophers how to come into being and develop. The entire development through stones, plants and up to the human being is then described. The process of passing through the plant kingdom is aptly described as “it grunts so”. Finally, we see the possibility arise that the body connects with the soul when Eros comes. Homunculus is dashed to pieces against the shell carriage of Galathea; as a spirit he no longer exists, he has connected with the elements.

In the great world poem, we see how Goethe embodied his view in it. Goethe describes his view differently in the fairy tale of the green snake and the beautiful lily. The way the “fairy tale” was created should make it clear that what is expressed here is possible. During the time of their friendship, Goethe and Schiller published the Letters on Aesthetic Education as a kind of dowry. Schiller asked Goethe to make a contribution. Goethe wrote to him that he could not express what he had to say in a philosophical way, but that he would present it in a pictorial form. So he wrote the fairy tale of the green snake and the beautiful lily. If we want to understand what Goethe meant by the “fairytale”, we only need to read what Schiller wrote to Goethe at the time. Schiller sees in the realm of beautiful appearance, in the realm of artistic appearance, an intermediate realm that elevates people from the realm of necessity, of sensual nature, to inner freedom. He sees in the artist the person who finds the spiritual in the physical, so that the sensual is spiritualized. In this way, art can help people to rise above the sensual world. It is a means for them to purify and spiritualize their instincts. People may then follow their instincts when they have been so purified that they no longer go against the spirit, so that people cannot help but want the ideal. Goethe presents this in a great image, but one that is drawn from infinite depths. In the will-o'-the-wisp in the fairy tale, who cross a river and have to promise the ferryman to pay for their journey with three onions, three artichokes and three cabbages, we recognize the lower self of man , the ego nature, which has the potential to develop the three-part, higher, future nature, namely the wisdom nature or manas, the kind nature or budhi, piety and the strength nature or atma, strength. The development of man to this higher trinity is called initiation, which is carried out in the mysteries. Gradually, in the great process of evolution of humanity, all people will become initiates.

In all esotericism, water is used to describe the astral world.

Human soul, how like thou art to water!

says Goethe. There are two types of human nature: one that acquires wisdom in selfishness, the other that acquires wisdom by working from experience to experience. If the astral — the river — is to accept the gold, the wisdom acquired in vanity, then it will flare up. In esotericism, the original is represented by the lotus flowers, by something that can be peeled off so that a germ remains. The will-o'-the-wisps represent the human ego that only wants to shine; the snake represents the human ego that identifies itself with wisdom. Goethe once said:

If the eye were not solar
How could we see the light?

When the snake glows from within, it can enter the temple, where humanity acquires the three highest goods, which are represented by three kings: wisdom, piety or beauty and strength. The old man with the lamp represents the way in which most people are now enlightened. Religion is symbolized by the old man's wife. The beautiful lily represents the eternal, which man can only attain when he has been purified. The highest kills all that is living and immature. But through mystical death, man attains the highest spiritual gifts. In this fairy tale, Goethe has embedded the deepest truths of esotericism. In it, he shows how man attains the highest goods of humanity through the sacrifice of his lower nature. The same idea is expressed in the saying that appears in the West-Eastern Divan, in the poem that begins:

Tell no one, only the wise,
Because the crowd would scoff.

In the end, he speaks of the sacrifice of the lower nature and the spiritual rebirth of man:

And so long as you do not have this,
this: Die and become!
If you are only a dull guest
on the dark earth.